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Past Events › Live Learning

LearningLive LearningTraining Courses
PIMFA Live Online Learning: Financial Promotions: Latest Developments & Refresher Session
  Fundamental changes to the financial promotion regime are expected in 2021, as a result of a Treasury consultation. The…
28th October 2021 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Wealth Advisors Preparing for Changing Times Adding Value to Existing Regulated Suitability Approaches to Impact/ESG Investing
The trend towards impact/ESG investment is placing suitability issues at the heart of advisor/client conversations. This means moving beyond current…
30th November 2021 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Training: Understanding CASS: how to spot CASS risks to your business
CASS is an ongoing area of interest for the FCA and we continue to see reminders that firms must regularly…
25th January 2022 12:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Training: Complying with your Operational Resilience obligations – A Wealth Management Firms Checklist
Time is running out for PIMFA member firms to comply with The FCA’s new operational resilience regulations that come into…
31st January 2022 09:30FIND OUT MORE
LearningLive Learning
PIMFA Live Online Learning- Transaction Reporting 2022
This Event is now SOLD OUT. Please email learning@pimfa.co.uk if you have any questions.   A third of firms are…
8th March 2022 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Market Abuse 2022 refresher for Wealth Firms
The FCA expects all firms to have a deep understanding of their market abuse risk, and build control frameworks that…
15th March 2022 09:30FIND OUT MORE
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