PIMFA
- This event has passed.
23rd March 2017
Rathbones
Port of Liverpool Building
Pier Head
Liverpool L3 1NW
This is a free event for members
For event presentation slides click here (Members area log in details required).
WMA Briefings are a series of country-wide events designed to keep members updated on Regulatory, Business and Operational issues in the UK and EU.
Regulation
We will provide snapshot of the current state of play on a range of issues including MIFIDII, PRIIPs, FSCS and GDPR.
Operations and Tax
We will update you on the current tax reporting requirements, including the key aspects of the new Qualified Intermediary (QI) Agreement as well as an update on the Government’s latest thinking on getting rid of share certificates and extending shareholder rights and voting to nominee clients.”
European Regulation
A range of issues affecting our members including Brexit, Capital Markets Union, retail investment and distribution, fintech, prospectus regulation, benchmarks, and data protection.
Financial Crime
Updates on matters including cybercrime, anti-money laundering, and market abuse.
Overview:
Agenda:
Please click here for the agenda.
Speakers:
Ian Cornwall, Director of Regulation, WMA
Andy Thompson, Director of Operational Policy and Research, WMA
Richard Adler, Director of Strategic Partnerships, WMA
Sponsor:
Gallery:
Event:
WMA Liverpool Briefing March 2017
Date:
23rd March 2017
Time:
14:00 – 15:30
CPD Hours:
1.5 Hours
Venue:
Rathbones
Port of Liverpool Building
Pier Head
Liverpool L3 1NW
Member fee:
This is a free event for members
This event is no longer available to register
