PIMFA
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WMA Briefings are a series of country-wide events designed to keep members updated on Regulatory, Business and Operational issues in the UK and EU.
Regulation:
We will provide snapshot of the current state of play on a range of issues including MIFIDII, PRIIPs, FSCS and GDPR.
Operations and Tax:
We will update you on the current tax reporting requirements, including the key aspects of the new Qualified Intermediary (QI) Agreement as well as an update on the Government’s latest thinking on getting rid of share certificates and extending shareholder rights and voting to nominee clients.”
European Regulation:
A range of issues affecting our members including Brexit, Capital Markets Union, retail investment and distribution, fintech, prospectus regulation, benchmarks, and data protection.
Financial Crime:
Updates on matters including cybercrime, anti-money laundering, and market abuse.
