PIMFA
- This event has passed.
As we approach Britain’s planned exit from the EU on 29th March 2019, there still appears to be much uncertainty over the outcomes of the final agreements.
Expert speakers will help shed light on the current situation and what to expect going forward as we leave the EU:
- The State of Play and Future Prospects
- The Future Relation: The UK as a 3rd Country
- HMT: Financial Services in Transition
- Role of Financial Regulators
- Advice, Access, Permissions, and Reverse Solicitation: the Private Client Situation in Other EU Member States
- The Position of PIMFA Firms and Clients
08:30Â Â Â Â Â Â Â Â Â Â Â Â Â Â Registration & Networking Breakfast
09:00Â Â Â Â Â Â Â Â Â Â Â Â Â Â Brexit Keynote: State of Play and Future Prospects
Joey Jones, Strategic Counsel, Cicero Group
- The UK and EU Political Landscape
09:30Â Â Â Â Â Â Â Â Future Relations: The UK as a 3rd Country
John Barrass, Deputy CEO, PIMFA
Cat Contiguglia, Reporter, POLITICO
Katherine Dillon, Of Counsel, Financial Services Regulation, Herbert Smith Freehills
Jorge Morely-Smith, Director – Asset Management, KPMG
- Ensuring a smooth transition
- Cooperation with ESAs and NCAs
- Things to watch for
- Expectations of firms as we change over
10:10Â Â Â Â Â Â Â Â Â Â Â Â Â HMT: Financial Services in Transition
*Under Chatham House Rules*
Daniel Rusbridge, Head of Asset Management Policy, HM Treasury
- Impact of the Withdrawal Act on Operations in the UK
- The Withdrawal Agreement, Transition, and Ratification
- Implications of the White Paper Proposals for the retail sector
10:35Â Â Â Â Â Â Â Â Networking Break
10:55Â Â Â Â Â Â Â Â Â Â Â Â Â Role of Financial Regulators
Greg Sachrajda, Head of Department, International Delivery, Financial Conduct Authority (FCA)
 11:25        Advice, Access, Permissions, and Reverse Solicitation: the Private Client Situation in Other EU Member States
Richard McGrand, Chief Executive, BRP Bizzozero & Partners
11:55Â Â Â Â Â Â Â Â Â Â Â Â Â The Position of PIMFA Firms and Clients
John Barrass, Deputy CEO, PIMFA
Jack Knight, Deputy Chief Executive, The Investment Association
Rob Moulton, Partner, Latham & Watkins
Anna O’Shaughnessy, Head of Compliance, Rothschild & Co
John Saunders, Managing Director – Chief Operating Officer, Deutsche Bank UK
- Retail not wholesale: tighter restrictions, no equivalence
- Access to clients: EU passporting subsidiaries; the local office; merger or affiliation; handing over the clients; client interests
- Access to funds: fund manager location and delegation back; UCITS domiciles and UK funds;
- Brokerage: local brokers on continental exchanges
13:20Â Â Â Â Â Â Â Â Â Â Â Â Â Closing Remarks
13:30Â Â Â Â Â Â Â Â Â Â Â Â Â Event Ends: Networking Lunch
