The Personal Investment Management & Financial Advice Association (PIMFA)

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Supervision

The oversight of firms and individuals to reduce actual and/or potential harm to consumers and markets.

Visit the Supervision dedicated microsite on this topic

PIMFA Journal #32

Shared Type: Shared Public
Published: October 21, 2025

Relationships between advisers and Discretionary Investment Managers

Shared Type: Shared Public
Published: September 25, 2025

Journal #28

Shared Type: Shared Public
Published: September 25, 2025

FCA implements changes to exemptions to the Financial Promotions Order – Explanatory Memorandum

Shared Type: Shared Public
Published: September 25, 2025

New City of London Corporation report – The UK: a top destination for financial and professional services investment

Shared Type: Shared Public
Published: September 25, 2025

FCA’s Financial Resilience Survey – the results

Shared Type: Shared Public
Published: September 25, 2025

FCA’s Finalised Guidance and Feedback Statement – FG24-1 on financial promotions on social media

Shared Type: Shared Public
Published: September 25, 2025

FCA: Handbook Notice No 117

Shared Type: Shared Public
Published: September 25, 2025

Financial Conduct Authority Response to Financial Services Regulation Committee

Shared Type: Shared Public
Published: September 25, 2025

Financial Ombudsman Service – Plans and Budget Consultation 2024-25

Shared Type: Shared Public
Published: September 25, 2025

PS23/13 – Introducing a gateway for firms who approve financial promotions

Shared Type: Shared Public
Published: September 25, 2025
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