The Personal Investment Management & Financial Advice Association (PIMFA)

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Supervision

The oversight of firms and individuals to reduce actual and/or potential harm to consumers and markets.

Visit the Supervision dedicated microsite on this topic

Relationships between advisers and Discretionary Investment Managers

Shared Type: Shared Public
Published: September 25, 2025

Journal #28

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Published: September 25, 2025

FCA implements changes to exemptions to the Financial Promotions Order – Explanatory Memorandum

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Published: September 25, 2025

New City of London Corporation report – The UK: a top destination for financial and professional services investment

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Published: September 25, 2025

FCA’s Financial Resilience Survey – the results

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Published: September 25, 2025

FCA’s Finalised Guidance and Feedback Statement – FG24-1 on financial promotions on social media

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Published: September 25, 2025

FCA: Handbook Notice No 117

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Published: September 25, 2025

Financial Conduct Authority Response to Financial Services Regulation Committee

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Published: September 25, 2025

Financial Ombudsman Service – Plans and Budget Consultation 2024-25

Shared Type: Shared Public
Published: September 25, 2025

PS23/13 – Introducing a gateway for firms who approve financial promotions

Shared Type: Shared Public
Published: September 25, 2025

FSCS signs an MOU with FCF

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Published: September 25, 2025

FSCS: Attitudes Towards the Retirement of Tomorrow

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Published: September 25, 2025

HMT announces update to high risk third country list

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Published: September 25, 2025

House of Lords Financial Services Regulation Committee: Financial Conduct Authority’s enforcement proposals

Shared Type: Shared Public
Published: September 25, 2025

Financial Ombudsman Service (FOS) expectations of businesses

Shared Type: Shared Public
Published: September 25, 2025
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