The Personal Investment Management & Financial Advice Association (PIMFA)

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Senior Managers Certification Regime (SMCR)

SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms.

Visit the Senior Managers Certification Regime (SMCR) dedicated microsite on this topic

Attendee Registration

Secure your place at upcoming PIMFA events, webinars, and training sessions.

The Year That Was To Come: KPMG’s Regulatory Reflections and Predictions

In this podcast, Philip Deeks, Head of KPMG's Regulatory Insight Centre, shares how PIMFA member firms can snatch victory from...
13/02/2025

Our Work

Our mission is to help create a UK culture of thriving financial health through constructive advocacy, creating connections and practical support.

PIMFA response to FCA PRA DP23/3: Review of the Senior Managers and Certification Regime

Paper Type: PIMFA Discussion Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: May 31, 2023

PIMFA response to HMT Senior Managers & Certification Regime: Call for Evidence

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: May 31, 2023

Online training course submission

Boost your skills with PIMFA Learning’s online courses. Learn anytime, anywhere with expert-led, interactive modules designed to meet industry standards.

PIMFA’s response to FCA; DP 21/4: Sustainability Disclosure Requirements (SDR) and investment labels

Paper Type: PIMFA Discussion Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: January 14, 2022

Building an effective compliance program

In this podcast episode we speak with Jason Cropper, Global Head of Commercial, GRC at PIMFA associate member firm Mitratech,...
02/12/2019

PIMFA’s response to FCA: GC18/4 Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: December 5, 2018

PIMFA response to CP 17/42 Duty of responsibility

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: March 6, 2018

PIMFA response to CP 17 40 Transitioning FCA firms and individuals to the SMCR

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: February 23, 2018

PIMFA Associate Members

Discover PIMFA’s Associate Member firms.

PIMFA Full Members

Discover PIMFA’s Full Members.

CP 17-25 Extending the Senior Managers & Certification Regime

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: October 30, 2017
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