Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms.
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The Year That Was To Come: KPMG’s Regulatory Reflections and Predictions
In this podcast, Philip Deeks, Head of KPMG's Regulatory Insight Centre, shares how PIMFA member firms can snatch victory from...
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Our mission is to help create a UK culture of thriving financial health through constructive advocacy, creating connections and practical support.
PIMFA response to FCA PRA DP23/3: Review of the Senior Managers and Certification Regime
PIMFA response to HMT Senior Managers & Certification Regime: Call for Evidence
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PIMFA’s response to FCA; DP 21/4: Sustainability Disclosure Requirements (SDR) and investment labels
Building an effective compliance program
In this podcast episode we speak with Jason Cropper, Global Head of Commercial, GRC at PIMFA associate member firm Mitratech,...
PIMFA’s response to FCA: GC18/4 Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms
PIMFA response to CP 17/42 Duty of responsibility
PIMFA response to CP 17 40 Transitioning FCA firms and individuals to the SMCR
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