The Personal Investment Management & Financial Advice Association (PIMFA)

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Operational Resilience

The ability to prevent, respond to, and recover from disruptions, ensuring continuous services.

Visit the Operational Resilience dedicated microsite on this topic

FCA Adviser Survey 2025 – Feedback from Member Firms

Shared Type: Shared
Published: December 11, 2025

PIMFA Regulatory Insights Tracker Summary Report

Shared Type: Shared Public
Published: November 21, 2025

Journal #28

Shared Type: Shared Public
Published: September 25, 2025

FIVE PRINCIPLES TO ENSURE SUCCESSFUL TECH MIGRATION IN WEALTH MANAGEMENT

Shared Type: Shared Public
Published: September 25, 2025

THE ECONOMIC CRIME AND CORPORATE TRANSPARENCY ACT 2023

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Journal Edition #31

Shared Type: Shared Public
Published: September 25, 2025

New Technology and Client Expectations in the Wealth Management Industry: A Focus on Client Analytics and Onboarding – An EY & PIMFA WealthTech report

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Plus

PIMFA collaborates with product and service providers to offer member firms a suite of membership enhancements.

Chancellor sets out Financial Services Growth and Competitiveness Strategy in Leeds Reforms

The Chancellor has set out the Leeds Reforms and delivered her annual Mansion House speech to the financial services sector. Launching the Financial Services Growth and Competitiveness Strategy, she outlined the next step in the government’s economic plan.

When your firm is moving into a new group: navigating your directors’ and SMFs’ responsibilities

Shared Type: Shared Public
Published: July 17, 2025

PIMFA Competition Law Guidance

Shared Type: Shared Public
Published: June 9, 2025
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
Location: London excel

What’s Stopping You from Automating Your Wealth Management Operations? It’s Probably Your Data – FIS Global

Shared Type: Shared Public
Published: May 20, 2025

More about PIMFA

PIMFA is the UK’s leading trade association for wealth management, investment services, and financial advice firms.

PIMFA Response to CP24/28: Operational Incident and Third Party Reporting

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: March 13, 2025
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