The Personal Investment Management & Financial Advice Association (PIMFA)

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Financial Crime

Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection.

Visit the Financial Crime dedicated microsite on this topic

From Fines to Regulation: Understanding the FCA’s Approach to Financial Crime with Daren Allen, Shoosmiths

In this episode, host Philip Allen sits down with Daren Allen, a partner in the Dispute Resolution and Litigation team...
14/04/2025

About Our Industry

Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all impact decisions about the future of their firms.
The CRO Forum is a high-level discussion group, formed and attended by senior professional risk managers from participating PIMFA member...

Navigating Financial Crime Risks: Insights from PIMFA Conference and Beyond

In this episode, PIMFA's Philip Allen is joined by financial crime consultants Holly Avent and Poppy Penson from Avyse Partners...
03/04/2025

The Year That Was To Come: KPMG’s Regulatory Reflections and Predictions

In this podcast, Philip Deeks, Head of KPMG's Regulatory Insight Centre, shares how PIMFA member firms can snatch victory from...
13/02/2025

Our Work

Our mission is to help create a UK culture of thriving financial health through constructive advocacy, creating connections and practical support.

PIMFA response to FCA CP24- 9: Financial Crime Guide updates

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: June 27, 2024

PIMFA response to HMT Consultation on Improving the effectiveness of the ML Regulations

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: June 12, 2024

Impersonation Fraud – Industry Fraud Alert – Dec 2018

Shared Type: Shared
Published: November 1, 2023

PIMFA written evidence to Home Affairs Committee Inquiry into Fraud

Paper Type: PIMFA Response Papers
Recipients: House of Commons: Home Affairs Committee
Month Published: October 20, 2023

PIMFA’s response to HM Treasury Consultation on Reform of the AML/CTF Supervisory Regime

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: September 27, 2023

Cyber Attacks Trends and Reporting

Shared Type: Shared
Published: April 20, 2023

Cyber Resilience in Extraordinary Times

Shared Type: Shared
Published: April 20, 2023

Cyber Incident Good Practice Tips

Shared Type: Shared
Published: April 20, 2023

Current Fraud Trends: How to Protect Your Firm & Your Customers

Shared Type: Shared
Published: March 24, 2023
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