The Personal Investment Management & Financial Advice Association (PIMFA)

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Financial Crime

Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection.

Visit the Financial Crime dedicated microsite on this topic
The PIMFA Financial Crime Conference is returning for its 2026 edition – with the regulatory, governmental and technological approach to tackling financial crime evolving, PIMFA will be ready to update…
£275.00 – £590.00
Date & Time: 26th Feb 2026 (9:30) - 26th Feb 2026 (18:00)
CPD: 5 Location: shoosmiths

Journal #28

Shared Type: Shared Public
Published: September 25, 2025

THE ECONOMIC CRIME AND CORPORATE TRANSPARENCY ACT 2023

Shared Type: Shared Public
Published: September 25, 2025

Financial Crime: Wolfsberg Group statement on countering terrorist financing

Shared Type: Shared Public
Published: September 25, 2025

Money Laundering and Terrorist Financing (Amendment) Statutory Instrument 2023 No 1371

Shared Type: Shared Public
Published: September 25, 2025

HM Treasury: Anti-money laundering and countering the financing of terrorism – supervision report

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Journal Edition #31

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Response to the Financial Services Strategy Sector: Regulatory Cross-Cutting Reforms (Leeds Reforms)

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: September 9, 2025

Navigating Transaction Monitoring in Wealth Management: Insights and Practical Guidance

In this episode of PIMFA’s podcast, host ⁠Alexandra Roberts⁠, Head of Regulatory Policy and Compliance at PIMFA, is joined by...
03/09/2025
In this practical and insightful session delivered by the co-founder of the Non-Executive Directors’ Association (‘NEDA’), we demystify the responsibilities, liabilities, and rewards of becoming a NED and provide a…
£300.00 – £400.00
Date & Time: 15th Jan 2026 (9:30) - 15th Jan 2026 (12:30)
CPD: 3 Location: Virtual

Avyse and PIMFA Transaction Monitoring Guide

Shared Type: Shared
Published: August 6, 2025
In this live, two-hour interactive, online training course Ocorian consultants reveal how wealth firms can effectively meet their obligations to detect and prevent market abuse, from setting adequate surveillance frameworks…
£275.00 – £300.00
Date & Time: 06th Nov 2025 (9:30) - 06th Nov 2025 (11:30)
CPD: 2 Location: Virtual
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £750.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
CPD: 2 Location: London excel

UK Private Banking and Wealth Management

Shared Type: Shared Public
Published: May 20, 2025

From Fines to Regulation: Understanding the FCA’s Approach to Financial Crime with Daren Allen, Shoosmiths

In this episode, host Philip Allen sits down with Daren Allen, a partner in the Dispute Resolution and Litigation team...
14/04/2025
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