The Personal Investment Management & Financial Advice Association (PIMFA)

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Consumer Duty - What it is and how worried should I be?

Download here an article from the PIMFA Autumn Journal 2022, Consumer Duty - What Is It And How Worried Should I Be?, contributed by Investor In Customers and examining why the new Consumer Duty is a fundamental regulatory change and why compliance should be tackled in a timely manner
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Consumer Duty

Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
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CPD: TBC Location: Herbert Smith Freehills Kramer
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...
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