PIMFA’s response to HMT; Consultation on Implementation of Investment Firm Prudential Regime Basel 3 standards
PIMFA’s response to HMT Consultation on Implementation of Investment Firm Prudential Regime Basel 3 standards: Whilst we support the rationale for the majority of the changes you intend to make to the current FS Bill in order to capture the Basel 3 standards, we have a specific interest in Chapter 7 – Application of the UK resolution regime to FCA investment firms, where we would encourage the view that the FCA should have primary responsibility for the orderly failure of FCA Solo-Regulated investment firms which are, currently, within scope of the BRRD
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Supervision
The oversight of firms and individuals to reduce actual and/or potential harm to consumers and markets.
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
Location: London excel