PIMFA’s response to FCA DP20/2: A new UK Prudential regime for MIFID investment firms
PIMFA’s response to FCA DP20/2 A new UK Prudential regime for MIFID investment firms: We appreciate that the extent of the FCA’s mandate to deviate from the EU prudential regime for investment firms is still unclear and dependent on (Brexit) equivalence negotiations, we have identify a number of key items we believe should be taken into
account, including Format of the resultant Handbook, Limits expressed in Euros, Use of accounting standards and Timing and Practicalities of implementation
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Supervision
The oversight of firms and individuals to reduce actual and/or potential harm to consumers and markets.
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
Location: London excel