PIMFA response to CP 17 40 Transitioning FCA firms and individuals to the SMCR
PIMFA’s response to CP 17/40: transitioning FCA firms and individuals to the Senior Managers and Certification Regime, welcoming overall the transitional arrangements and the intention reflected in CP 17/40 to apply the rules to solo-regulated firms in mid-to-late 2019 and suggesting that supporting notes to assist in the completion of forms would be useful.
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Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms.
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
Location: London excel