The Personal Investment Management & Financial Advice Association (PIMFA)

Dictionary

Login Home
Filter by Topics

CP18/38: Restricting CFDs sold to retail clients and a discussion of other retail derivative products

FCA 20 February 2024 - Consumer Duty - What firms are doing well and what they could do better. This publication builds on the FCA's review of firms’ implementation plans and their fair value frameworks and previous communications and finds that, whilst welcoming improvements made by many firms to deliver better outcomes for their customers, some are lagging behind and suggests areas for improvement.
Download

You may also be interested in

Consumer Duty

Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication.
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
Location: London excel