The Personal Investment Management & Financial Advice Association (PIMFA)

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PIMFA’s response to the FCA’s GC 18/1 – Proposed guidance on financial crime systems and controls: insider dealing and market manipulation

PIMFA’s response to FCA GC18/1: Proposed guidance on Financial Crime systems and controls: insider dealing and market manipulation, suggesting clarification on such issues as making the guidance 'relevant'; clearing inconsistencies; clarifying the interaction between the FCA's 'relevant guidance' and other HMT-approved guidance documents
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