PIMFA’s Response to Guidance Consultation 19/3: Guidance for firms on the fair treatment of vulnerable customers
PIMFA’s response to FCA Guidance Consultation 19/3: Guidance for firms on the fair treatment of vulnerable customers, where we support the FCA’s Guidance and endorse its aim to embed vulnerability considerations into firms’ culture but also believe that more could be done from a regulatory perspective to assist firms in ensuring they provide good outcomes for the more vulnerable consumers
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Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...