PIMFA’s response to FCA’s Call for Evidence on Improving the Appointed Representatives Regime
This is the PIMFA response to the FCA's Improving the Appointed Representatives Regime commenting that, as we set out to HM Treasury in its Call for Evidence, whilst we recognise the harm that you are trying to prevent any approach that is taken forward needs to consider the initial aims of the Appointed Representatives Regime1 and those who continue to use it for its initial purposes
You may also be interested in
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The Advice Group is a consultative group. Its role is to consider issues from an adviser and financial planning perspective...