PIMFA’s response to FCA Quarterly Consultation No 35 – CP 22/4
PIMFA response to FCA Quarterly Consultation No 35 – CP 22/4 where we welcome proposals; to remove the 30 minute minimum for structured CPD activities; extend the deadline for TP 7.4R(2)(b) notifications until 29 June 2022; allow firms to take advantage of an extended TP 7; extend the scope of TP 7 to IFPRU firms and consolidated parents who did not obtain relevant approvals for instruments issued before 1 January 2022, and update guidance to help firms complete the notification
You may also be interested in
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The Advice Group is a consultative group. Its role is to consider issues from an adviser and financial planning perspective...