PIMFA’s response to FCA DP18/5:Discussion Paper on a Duty of Care and potential alternative approaches
PIMFA’s response to FCA DP18/5: Discussion Paper on a duty of care and potential alternative approaches - we are confused as to what is meant by a duty of care and have practical concerns, should a new obligation be created, in areas such as Professional Indemnity insurance, potential exposure for the FSCS and FOS and overall scope
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Financial Services Compensation Scheme
The UK's statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable, to pay claims against it.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...