PIMFA’s response to FCA CP20/22; Regulatory Fees and Levies: policy proposals for 2021/2022
PIMFA’s response to FCA’s CP20/22 - Regulatory Fees and Levies: policy proposals forin which we respond to proposals including revalorising application fees in line
with inflation and creating a simplified structure with a reduced number of pricing categories; introducing charges for changes in control and applications under the senior managers’ regime; and revalorising application and transaction charges annually in line with our budget for ongoing regulatory activities (ORA)
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Financial Services Compensation Scheme
The UK's statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable, to pay claims against it.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...