PIMFA’s response to: DP19/1 Building A Regulatory Framework For Effective Stewardship
PIMFA’s response to FCA's DP19/1: Building a regulatory framework for effective stewardship in respect of firms providing investment services to retail clients. Our view is that a separate project should be set up to determine a regulatory framework for effective stewardship in respect of retail clients rather than 'watering down' existing regulation for institutional clients
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Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
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