PIMFA response to HMT Consultation on Improving the effectiveness of the ML Regulations
PIMFA Consultation Response to HM Treasury Consultation on Improving the effectiveness of the ML Regulations. We believe that the Regulations should remain high level and not contain detailed prescriptive rules as this may lead to tick-box compliance, running counter to a risk-based approach. Additional detail should be addressed through the relevant sectoral guidance
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Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...