PIMFA response to HM Treasury: Regulatory Framework for the Approval of Financial Promotions
PIMFA responds to HM Treasury: Regulatory Framework for the Approval of Financial Promotions. Unregulated investments marketed by unauthorised firms pose significant risk to retail investors and we highlight that the current framework is not, in our view, sufficiently identifying investments which could cause real harm and that the current construct is not conducive to good outcomes for consumers, or indeed firms
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Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...