Designing a New Prudential Regime for Investment Firms
WMA’s1 Response to EBA’s Discussion Paper - Designing a new prudential regime for investment firms, commenting that, for this to work, it will be necessary to take into account the fact that the investment firm population covers a wide range of business models, such as broker-dealers, investment advisers, trading platforms, asset managers, corporate finance firms and commodity dealers, to name a few
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Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer