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Avoiding a Culture of Complacency

Culture lies at the heart of strengthening your approach to Consumer Duty, Financial Crime, DEI and Vulnerable customers. Yet, despite the frequent reminders from the FCA, wealth management firms still need to work on demonstrating to the regulator how they can positively shift the culture needle.  Through role plays, scenarios and case studies, our experts in this free, invite-only roundtable discussion unpack:  Why Culture remains...

Culture lies at the heart of strengthening your approach to Consumer Duty, Financial Crime, DEI and Vulnerable customers. Yet, despite the frequent reminders from the FCA, wealth management firms still need to work on demonstrating to the regulator how they can positively shift the culture needle. 

Through role plays, scenarios and case studies, our experts in this free, invite-only roundtable discussion unpack: 

  • Why Culture remains central to the FCA’s supervisory model 
  • How to reset and refocus your approach to Culture to meet heightened FCA expectations 
  • How leading firms cut through the complexity to stay ahead of emerging Culture and Conduct risks   

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