PIMFA Response Papers

PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.

From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.

  • Response Recipients

205 papers found. Page 10 of 11.

Month Published: September 2017

  • 2017 Consultation Responses
  • FCA

Month Published: September 2017

  • 2017 Consultation Responses
  • FCA

Month Published: September 2017

  • 2017 Consultation Responses
  • House of Lords

Month Published: September 2017

  • 2017 Consultation Responses
  • FCA

Month Published: September 2017

  • 2017 Consultation Responses
  • FCA

Month Published: July 2017

  • 2017 Consultation Responses
  • House of Lords

Month Published: July 2017

  • 2017 Consultation Responses
  • FCA

Month Published: June 2017

  • 2017 Consultation Responses
  • European Commission

Month Published: June 2017

  • 2017 Consultation Responses
  • FCA

Month Published: May 2017

  • 2017 Consultation Responses
  • Art. 29 Working Party

Month Published: May 2017

  • 2017 Consultation Responses
  • Art. 29 Working Party

Month Published: May 2017

  • 2017 Consultation Responses
  • Art. 29 Working Party

Month Published: May 2017

  • 2017 Consultation Responses
  • European Commission

Month Published: May 2017

  • 2017 Consultation Responses
  • DCMS

Month Published: April 2017

  • 2017 Consultation Responses
  • JMLSG

Month Published: April 2017

  • 2017 Consultation Responses
  • Information Commissioner's Office

Month Published: April 2017

  • 2017 Consultation Responses
  • HM Treasury

Month Published: March 2017

  • 2017 Consultation Responses
  • FCA

Month Published: March 2017

  • 2017 Consultation Responses
  • Information Commissioner's Office
Page 10 of 11

 

The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.

Past consultation responses from WMA and APFA can be accessed via their respective archives.