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Gain expert guidance on mastering transaction reporting requirements, ensuring compliance, and implementing best practices under evolving regulatory standards.
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In April 2023, FCA’s Sarah Pritchard highlighted at City Week that while cryptoassets are growing in popularity, many consumers don’t fully understand the risks involved. This lack of understanding poses significant risks not only to consumers but also to firms. With the introduction of consumer duty, firms face substantial consequences if they fail to meet regulatory standards. Join our live event to discover key strategies for managing these risks effectively. In this live webinar we discuss the following aspects: • Key risk considerations • Global regulatory themes • Impacts for firms • Crucial steps for success • Ruleguard’s approach to risk management To learn more about Ruleguard’s risk management solutions visit https://www.ruleguard.com/function/enterprise-risk-management-software.
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Ready Steady Grow! is an event for the investment ecosystem in Cambridge EISA is back in Cambridge for another event that brings the EIS and VC ecosystem together to learn and connect. Join us as the Enterprise Investment Scheme Association (EISA) returns for a session supporting everyone in the investment space, from founders to funds. Date: 5th November, 2024, registration from 16:00 BST Venue: Mills & Reeve Solicitors, Hills Road, Cambridge CB2 1PH You can register for this Ready Steady Grow event here! What is Ready Steady Grow? These events, brought to you by the Enterprise Investment Scheme Association, bring together small businesses, investors, IFAs, entrepreneurs and business advisers. The session will feature networking as well as panels of regional experts. Ready Steady Grow events are designed to help each region of the UK with their EIS journey with a carefully constructed agenda featuring opinions from SME industry experts. Agenda 4.00pm: Registration, Tea and Coffee 4.30pm: Welcome - Zickie Lim, Mills & Reeve 4.35pm: Paul Sullivan, British Business Bank 4.45pm: EIS – Dos and don’ts - Jan Fachot, PEM and John Kahn, Mills and Reeve 5.00pm: Under the bonnet with the Fund Managers - Olivia Wing, EISA (Chair), Sunil Shah, o2h Ventures, Jeffery Faustin, Jenson Ventures and Kealan Dolye, Symvan Capital 5:15pm Key Considerations for Startups - Eloise Morgan, Paragon 5.25pm: Journey of a Startup - TBA 5.35pm: Closing comments from EISA - Olivia Wing, EISA 5.40pm: Networking Reception Networking over drinks and canapes. Thank you to our Sponsors We are very grateful to our sponsors for this event. Thank you to British Business Bank, Charles Stanley, Jenson Funding Partners, Mills & Reeve, o2h Ventures, Paragon, PEM and Symvan Capital. If you would be interested in sponsoring, please get in touch with the team here. Frequently Asked Questions about Ready Steady Grow! Where else can you attend a Ready Steady Grow! event? Throughout the autumn, we will be visiting cities across the UK. You can explore the full calendar here. Who should attend this event? Entrepreneurs looking to start a business, or access funding to take your business to its next level Wealth managers looking to gain knowledge and expertise in EIS and small company investing Investors looking to invest in the ‘next big thing’ Professional Advisors who want to help SMEs develop and grow If you want to join, but don’t feel like you fit in these categories, get in touch with the team. Will refreshments be provided? Drinks will be available throughout, and canapés will be available during the networking section of the event. Your data We, the EISA, may share your personal data with third parties in certain circumstances including (but not limited to) our sponsors. Before we disclose personal data to a third party, we take appropriate steps to ensure that the third party will protect personal data in accordance with applicable privacy laws and in a manner consistent with our privacy policy, which can be accessed here: https://eisa.org.uk/about-eisa/privacy-policy
2 events,
The Chartered Institute for Securities & Investment (CISI) Bristol & Bath Committee are delighted to invite you to join them at this Women In Wealth Event at the University of Bristol whereby undergraduates and professionals in the industry will gain insight from the journeys of many esteemed women in the industry. Join us on 6 November at Bristol University for the CISI Bristol & Bath Women in Wealth event! This inspiring gathering is designed specifically for young professionals aspiring to enter the financial services industry. Attendees will have the opportunity to hear from a diverse panel of accomplished women who will share their insights, experiences, and journeys within the sector. Discover various pathways into financial services, gain valuable perspectives, and connect with fellow young professionals and CISI members, as well as non-CISI members. Don’t miss this chance to empower your future in finance! Click here for more information.
Ready Steady Grow! is an event for the investment ecosystem in Belfast EISA is back in Belfast for another event that brings the EIS and VC ecosystem together to learn and connect. Join us as the Enterprise Investment Scheme Association (EISA) returns for a session supporting everyone in the investment space, from founders to funds. Date: 6th November 2024, registration from 16:00 BST Venue: Ormeau Labs, 18 Ormeau Ave, Belfast BT2 8HS Register for this Ready Steady Grow event here. What is Ready Steady Grow? These events, brought to you by the Enterprise Investment Scheme Association, bring together small businesses, investors, IFAs, entrepreneurs and business advisers. The session will feature networking as well as panels of regional experts. Ready Steady Grow events are designed to help each region of the UK with their EIS journey with a carefully constructed agenda featuring opinions from SME industry experts. Agenda The event is split into two parts – a technical seminar at 16:30, followed by a breakout session and networking from 17:30. Agenda to be updated 4.30pm: Welcome 4.35pm: British Business Bank 4.45pm: EIS – Dos and don’ts 5.00pm: Under the bonnet with the Fund Managers 5.25pm: Journey of a Startup 5.35pm: Closing comments from EISA 5.40pm: Networking Reception However, you can be sure there will be content and speakers to help you on your EIS journey, wherever you are in the ecosystem. Keep your eye on this page for updates! There will also be opportunities to network over drinks and canapes. Thank you to our Sponsors We are very grateful to our sponsors for this event. Thank you to British Business Bank, Charles Stanley, Ormeau Labs and Raise Ventures. If you would be interested in sponsoring, please get in touch with the team here. Frequently Asked Questions about Ready Steady Grow! Where else can you attend a Ready Steady Grow! event? Throughout the autumn, we will be visiting cities across the UK. You can explore the full calendar here. Who should attend this event? Entrepreneurs looking to start a business, or access funding to take your business to its next level Wealth managers looking to gain knowledge and expertise in EIS and small company investing Investors looking to invest in the ‘next big thing’ Professional Advisors who want to help SMEs develop and grow If you want to join, but don't feel like you fit in these categories, get in touch with the team. Will refreshments be provided? Drinks will be available throughout, and canapés will be available during the networking section of the event. Your data We, the EISA, may share your personal data with third parties in certain circumstances including (but not limited to) our sponsors. Before we disclose personal data to a third party, we take appropriate steps to ensure that the third party will protect personal data in accordance with applicable privacy laws and in a manner consistent with our privacy policy, which can be accessed here: https://eisa.org.uk/about-eisa/privacy-policy
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Pay transparency, both as a value in itself and as an element of pay equity, is rapidly becoming a pivotal issue across the globe. Driven by legislation, regulatory activity, and cultural expectations, the rapid pace of change makes it essential for organisations to stay informed and prepared. In this session our panel of lawyers from the U.S., UK, Ireland and Belgium will review the trends in pay equity and transparency across the globe, providing insights into possible future directions of pay transparency and equity measures. We will also more specifically explore the current status of pay transparency/equity requirements in the U.S., UK and in the EU, including in relation to the EU Pay Transparency Directive, and will then consider how in practice organisations are addressing compliance requirements on an international scale. Key topics will include: - The history and evolution of pay transparency and its relationship with pay equity - Where we are now in key jurisdictions and a comparative analysis of practices in the U.S., the EU, the UK amongst others - Practical steps and strategies for organisations - Future trends and what organisations need to be doing to plan for the future Who should attend this session? This webinar will be of interest to HR directors/managers, in-house counsel, and compliance professionals from global organisations particularly those with responsibility for operations in the U.S., UK and Europe.
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Discover how artificial intelligence is reshaping wealth management, driving efficiency, enhancing client experiences, and unlocking new opportunities for growth.
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Pay transparency, both as a value in itself and as an element of pay equity, is rapidly becoming a pivotal issue across the globe. Driven by legislation, regulatory activity, and cultural expectations, the rapid pace of change makes it essential for organisations to stay informed and prepared. In this session our panel of lawyers from the U.S., UK, Ireland and Belgium will review the trends in pay equity and transparency across the globe, providing insights into possible future directions of pay transparency and equity measures. We will also more specifically explore the current status of pay transparency/equity requirements in the U.S., UK and in the EU, including in relation to the EU Pay Transparency Directive, and will then consider how in practice organisations are addressing compliance requirements on an international scale. Key topics will include: - The history and evolution of pay transparency and its relationship with pay equity - Where we are now in key jurisdictions and a comparative analysis of practices in the U.S., the EU, the UK amongst others - Practical steps and strategies for organisations - Future trends and what organisations need to be doing to plan for the future Who should attend this session? This webinar will be of interest to HR directors/managers, in-house counsel, and compliance professionals from global organisations particularly those with responsibility for operations in the U.S., UK and Europe.
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Contact details: Stephanie Pollard (stephanie.pollard@clydeco.com) | +44 7843 833 106 Mental ill health is one of the leading causes of sickness absence in the UK but look beyond the headline statistics and we see that younger workers are disproportionately impacted by mental health issues. Join us for a special webinar where Counselling Psychologist Mr Simon Brittz from HCA Healthcare will join Employment Partner Chris Holme to look at how employers can manage the rising mental health issues amongst younger workers 💼 Our speakers will give their expert insights on what is driving the rise in mental health issues among younger workers, spotting the warning signs that an employee is experiencing difficulties and key practical steps employers can take to support their employees, manage legal risks and prepare managers to deal with mental health issues. 📆 28 November, 12:30-1:30PM GMT
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Explore how firms can identify and support vulnerable clients while meeting – and exceeding – FCA expectations for fair treatment and robust compliance.
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Explore the intersection of AI and employment law in Session 4 of the PIMFA HR Briefing 2024.
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Stay ahead of FCA expectations with this practical online session focused on maintaining compliance with Consumer Duty.
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Unpack what you, as a newly appointed or current senior manager, need to know to make better and more informed decisions to meet the rising expectations of staff, your board, and the regulator.
Ready Steady Grow! is an event for the investment ecosystem in Oxford EISA is back in Oxford for another event that brings the EIS and VC ecosystem together to learn and connect. Join us as the Enterprise Investment Scheme Association (EISA) returns for a session supporting everyone in the investment space, from founders to funds. Date: 26th November, 2024, registration from 16:00 BST Venue: Saïd Business School, Park End St, Oxford OX1 1HP Register for this Ready Steady Grow event here. What is Ready Steady Grow? These events, brought to you by the Enterprise Investment Scheme Association, bring together small businesses, investors, IFAs, entrepreneurs and business advisers. The session will feature networking as well as panels of regional experts. Ready Steady Grow events are designed to help each region of the UK with their EIS journey with a carefully constructed agenda featuring opinions from SME industry experts. Agenda The event is split into two parts – a technical seminar at 16:30, followed by a breakout session and networking from 17:30. The agenda is yet to be released. However, you can be sure there will be content and speakers to help you on your EIS journey, wherever you are in the ecosystem. Keep your eye on this page for updates! There will also be opportunities to network over drinks and canapes. We are very grateful to our sponsors for this event. Thank you to British Business Bank, Charles Stanley, Oxford Capital and Saïd Business School. If you would be interested in sponsoring, please get in touch with the team here. Frequently Asked Questions about Ready Steady Grow! Where else can you attend a Ready Steady Grow! event? Throughout the autumn, we will be visiting cities across the UK. You can explore the full calendar here. Who should attend this event? Entrepreneurs looking to start a business, or access funding to take your business to its next level Wealth managers looking to gain knowledge and expertise in EIS and small company investing Investors looking to invest in the ‘next big thing’ Professional Advisors who want to help SMEs develop and grow If you want to join, but don’t feel like you fit in these categories, get in touch with the team. Will refreshments be provided? Drinks will be available throughout, and canapés will be available during the networking section of the event. Your data We, the EISA, may share your personal data with third parties in certain circumstances including (but not limited to) our sponsors. Before we disclose personal data to a third party, we take appropriate steps to ensure that the third party will protect personal data in accordance with applicable privacy laws and in a manner consistent with our privacy policy, which can be accessed here: https://eisa.org.uk/about-eisa/privacy-policy
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Contact details: Stephanie Pollard (stephanie.pollard@clydeco.com) | +44 7843 833 106 Mental ill health is one of the leading causes of sickness absence in the UK but look beyond the headline statistics and we see that younger workers are disproportionately impacted by mental health issues. Join us for a special webinar where Counselling Psychologist Mr Simon Brittz from HCA Healthcare will join Employment Partner Chris Holme to look at how employers can manage the rising mental health issues amongst younger workers 💼 Our speakers will give their expert insights on what is driving the rise in mental health issues among younger workers, spotting the warning signs that an employee is experiencing difficulties and key practical steps employers can take to support their employees, manage legal risks and prepare managers to deal with mental health issues. 📆 28 November, 12:30-1:30PM GMT
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PIMFA Live Online Learning: Mastering Your Ongoing Compliance with Consumer Duty