The Personal Investment Management & Financial Advice Association (PIMFA)

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21st September, 2023
09:00am - 05:00pm
£150.00 – £550.00

PIMFA Compliance Conference 2023

We are proud to announce that the PIMFA Compliance Conference 2023 will be taking place on September 21st, in London AND online. Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking....
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We are proud to announce that the PIMFA Compliance Conference 2023 will be taking place on September 21st, in London AND online.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world.
Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking.

 

Who attends?

• Compliance consultants, Managers, Heads of, Group Compliance officers
• Risk professionals
• C-suite executives
• Heads of Finance
• MLRO
• Investment Managers and Directors
• Regulators
• Government bodies
• Policy advisers and professionals
• And many others

 

When booking your ticket please be sure to choose the correct option – IN-PERSON or VIRTUAL.

The Compliance Conference will be live-streamed on the day of the event and if joining virtually you will have the opportunity to ask questions live to speakers and panellists.

Those attending in person will have the opportunity to network with fellow industry colleagues, speakers and sponsors.

The early-bird discount is available until June 30th– prices will increase thereafter.

If you have any questions or have any interest in speaking or sponsoring this event please contact michellao@pimfa.co.uk

 

Venue:
Herbert Smith Freehills – Exchange House, Primrose St, London EC2A 2EG

PIMFA Compliance Conference 2023
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PIMFA Compliance Conference 2023
09:30 - 18:00

Lucy Castledine

Director, Consumer Investments
FCA

Alexandra Roberts

Head of Regulatory Policy and Compliance
PIMFA

Nic Dent

Director of Market Engagement
Worksmart

Tracy Coghill

Risk and Compliance Officer
City Asset Management

Ian Beardow

Practice Manager
Courtney Havers

Jon Cosson

Head of IT & CISO
JM Finn

Richard Preece

Director
DA Resilience

Anthony Brown

MP
Conservatives

Chris Ninan

Partner, Financial Services Regulatory
Herbert Smith Freehills

Clive Cunningham

Partner-Financial Services Regulatory
Herbert Smith Freehills

Sarah Thwaites

Senior Regulatory Consultant
Sarah Thwaites Associates Ltd

Tessa Pollock

Programme Director (Consumer Duty)
Quilter

Marina Reason

Partner, Financial Services Regulatory
Herbert Smith Freehills

Trisha Horncastle

Compliance Technical Manager
abrdn

Dr Anthony Kirby

EMEIA Wealth & Asset Management Consulting Regulatory Intelligence and Regulatory Reform Lead,
EY

Kevin Sloane

Senior Policy Adviser
PIMFA

Yasmin Ataullah

Senior Policy Advisor
PIMFA

Mark Bagnall

Chief Operating Officer
figg

Herbert Smith Freehills Kramer LLP

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