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PIMFA’s Response to HMRC; Technical Consultation Document on the Fifth Money Laundering Directive and Trust Registration ServiceFebruaryHMRCUK Regulation
PIMFA response to the ICO consultation on their draft right of access guidanceFebruaryInformation Commissioner's OfficeUK Regulation
PIMFA’s response to ESMA; Consultation on amending the PRIIPs KIDDecemberESMAEU regulation
PIMFA’s response to ESMA; Consultation on the Markets Abuse Regulation (MAR) ReviewDecemberESMAEU regulation
PIMFA’s response to Law Commission Intermediated securities – Call for evidence BackgroundOctoberUK Regulation
PIMFA response to Pension transfer advice: contingent charging and other proposed changesOctoberUK RegulationFCA
PIMFA’s Response to Guidance Consultation 19/3: Guidance for firms on the fair treatment of vulnerable customersOctoberUK RegulationFCA
ESMA Call for Evidence – PIMFA response – Sept 2019SeptemberEU regulation
PIMFA’s response to CP19/20 FCA ‘Our Framework – Assessing Adequate Financial Resources’SeptemberFCAUK Regulation

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