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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
News
Indices
The MSCI PIMFA Private Investor Index Series
The MSCI PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
The MSCI PIMFA Equity Risk Index Series
The MSCI PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Heritage Wealth Management Ltd
B V Services
Perspective (North West) Limited
Arcrate
Quilter Cheviot
Quilter Financial Planning Ltd
Barlow Financial Services Ltd
The Openwork Partnership
HSBC Private Bank
Hartley Associates
AJ Bell Business Solutions Limited
Barratt & Cooke
Clifton Wealth Management Ltd
HSBC Investment Services
Remulate Wealth
Winter Dean Partnership LLP
Sirius Financial Ltd
Fabric Private Office (trading name for TPIO)
Handelsbanken Wealth & Asset Management
The Investment Boutique
Seneca Reid Ltd
Standard Chartered
O-IM (Opulence Investment Management Ltd)
Hedley & Company Stockbrokers Ltd
Whitechurch Securities Limited
Aberdeen Standard Capital
Bordier & Cie (UK) PLC
Positive Solutions (Financial Services) Limited
Whitman Asset Management Ltd
Stapley Mortgages
Nedbank Private Wealth Limited
James Hambro & Partners LLP
Perspective (Thornton Springer) Limited
Kerr Henderson (Financial Services) Limited
Crowther Mayoh Financial Services Ltd
Stockdale Asset Management
Aberdeen
Macbeth
Hawksmoor Investment Management Limited
Pareto Financial Planning
EFG Harris Allday
Rossie House Investment Management
Perspective (South East)
Ruffer LLP
Protection & Investment Ltd
Old Mutual Wealth Ltd
TrinityBridge
Perspective (North) Limited
St James’s Place Wealth Management (SJP)
Ravenscroft (UK) Limited
Equilibrium Financial Planning LLP
Cogent Financial Solutions
David Booler & Company t/a Boolers
Tatton Investment Management Ltd
Mosaic Money Management
HSBC UK Bank PLC
BRI Wealth Management Plc
Deutsche Bank UK Limited
Multrees Investor Services Ltd
Meon Capital Management
GP Financial
Titan Private Wealth
Davy
LGT Wealth Management UK LLP
James Brearley & Sons
Armstrongs Wealth Planning
Arbuthnot Latham and Co
Murray John & Associates
Vision Independent Financial Planning Ltd
W1M
The Share Centre Ltd
Alpha Portfolio Management
Brighton Capital Management
Equiniti Financial Services Ltd
Kingsley Wealth Management
Mark Bonning-Snook Ltd
Fresh Approach Financial Planning
Murray Asset Management UK Limited
F D Cummins Financial Planning Limited
Progeny Asset Management Ltd
RBC Investor & Treasury Services
Investec Wealth & Investment Limited
Royal Bank of Canada Wealth Management
Yellow Brick Financial Planning Ltd
One Financial Solutions Ltd
Kingswood Group
Bates Wealth Management Ltd
Focus Financial Management (Scotland)
Hymans Robertson Investment Services LLP
Mortgages by Umair
Raymond James Investment Services Ltd
Killik & Co LLP
Stalworth Wealth Ltd
JM Finn
Dolby Financial Planning
Manorbridge Investment Management
Miller James Financial Planning
Champion Financial Advisors
RBC Global Asset Management UK Ltd
Redmayne Bentley
Parkway Consulting
CS Investment Managers
Perspective (West) Limited
Perspective (South) Ltd
The Penny Group London LLP
D H M Wynchwood LLP
Pilling & Co
Fiske Plc
Octo Financial Planning
Perspective (Home Counties) Limited
Voyage Financial Planning
Charles Schwab UK Limited
RBC Capital Markets
Friend & Grant Wealth Management
Perspective (East Anglia) Limited
IM Asset Management Ltd
Storeton Rose Financial Planning Ltd
Totum Financial Planning
Orleeman Financial Services
Gresham Financial Strategies Ltd
James Sharp & Co LLP
Novapetra Wealth Management
Figure Out Ltd
Eames Laurie Financial Services
Ramsey Crookall & Co Ltd
Farley & Thompson
Rockbridge Financial Solutions
Dowgate Wealth Limited
Heavenly Finances
Retirement Planning (UK) Ltd
1st Port Asset Management
FS Wealth Management
Prydderch Financial Planning Ltd
Brewin Dolphin Ltd
RBC Wealth Management
Harper Financial
Perspective (North East) Limited
Walker Crips Investment Management
Omnis Investments Limited
Oberon Investments Limited
Courtney Havers LLP
Wise Investment
Canaccord Genuity Wealth (International) Ltd
Perspective (South West) Limited
Isamor Financial Planning Services Ltd
Deep Dive Financial Planning Ltd
Halifax Share Dealing Ltd
Heritage Financial Planning
Opal Financial Management
Lunesdale Investment Managers
Canaccord Genuity Wealth Management
RNCFP Limited
Atomos Financial Planning Limited
Generational Planning Group
Perspective (Midlands & Cheshire) Limited
City Asset Management Plc
R C Brown Investment Management Plc
Navera Investment Management Ltd
Succession Wealth
Roberts Boyt Limited
2 Plan Wealth Management Limited
Philip J Milton & Company
Perspective Financial Group Limited
Coutts & Co
Bloomsbury Wealth
TaxAssist Financial Services
Lloyds Banking Group – Mass Affluent Investments
Campbell Thomson (Insurance Services) Limited
Wessex Investment Management Ltd
Silverwood Wealth Management
Fairview Financial Management Ltd
Whitestone Financial Planning
Stephen Eve Financial Planning Ltd
The Orchard Practice (AR) Ltd
Perspective (Oxon) Limited
Evolution Financial Planning Ltd
Rothschild & Co
Saranac Partners Ltd
Evelyn Partners
Ferry Financial
Equerry Investment Management
Titan Wealth Solutions
T Nixon Associates Ltd
Envision Financial Planning Ltd
IG Group
Brooks Macdonald Investment Management
Adam & Company
Rathbones Group Plc
Patrick Wayne Wealth Management Ltd
Harper Financial Associates
Threshold Wealth Management
Allen Langrick Financial Ltd
M&G Wealth Advice Limited
Interactive Investor
Intrinsic Wealth Ltd