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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
The MSCI PIMFA Private Investor Index Series
The MSCI PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
The MSCI PIMFA Equity Risk Index Series
The MSCI PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members


Investec Wealth & Investment Limited
Arbuthnot Latham and Co
Quilter Financial Planning Ltd
Perspective (West) Limited
Oberon Investments Limited
Rossie House Investment Management
David Booler & Company t/a Boolers
Crowther Mayoh Financial Services Ltd
Macbeth
Perspective (North) Limited
Brighton Capital Management
Champion Financial Advisors
Totum Financial Planning
Heritage Wealth Management Ltd
2 Plan Wealth Management Limited
Equilibrium Financial Planning LLP
James Brearley & Sons
Orleeman Financial Services
Handelsbanken Wealth & Asset Management
Walker Crips Investment Management
Eames Laurie Financial Services
B V Services
Canaccord Genuity Wealth (International) Ltd
Deutsche Bank UK Limited
Dowgate Wealth Limited
Old Mutual Wealth Ltd
Perspective (South West) Limited
Clifton Wealth Management Ltd
Harper Financial Associates
Standard Chartered
Deep Dive Financial Planning Ltd
W1M
Miller James Financial Planning
Opal Financial Management
Focus Financial Management (Scotland)
EFG Harris Allday
Canaccord Genuity Wealth Management
Stockdale Asset Management
Tatton Investment Management Ltd
Stalworth Wealth Ltd
Wise Investment
CS Investment Managers
Interactive Investor
Halifax Share Dealing Ltd
TrinityBridge
HSBC Investment Services
Adam & Company
Omnis Investments Limited
Lloyds Banking Group – Mass Affluent Investments
Hawksmoor Investment Management Limited
Figure Out Ltd
Rockbridge Financial Solutions
Arcrate
Winter Dean Partnership LLP
Quilter Cheviot
Murray John & Associates
Roberts Boyt Limited
Protection & Investment Ltd
Navera Investment Management Ltd
Atomos Financial Planning Limited
Hymans Robertson Investment Services LLP
IM Asset Management Ltd
Bordier & Cie (UK) PLC
Ravenscroft (UK) Limited
Perspective (South) Ltd
Aberdeen
James Sharp & Co LLP
Heritage Financial Planning
Friend & Grant Wealth Management
Campbell Thomson (Insurance Services) Limited
Mark Bonning-Snook Ltd
The Share Centre Ltd
Aberdeen Standard Capital
M&G Wealth Advice Limited
Brooks Macdonald Investment Management
Courtney Havers LLP
The Openwork Partnership
Intrinsic Wealth Ltd
Ruffer LLP
RBC Wealth Management
Fabric Private Office (trading name for TPIO)
Perspective (Oxon) Limited
R C Brown Investment Management Plc
Dolby Financial Planning
Harper Financial
RNCFP Limited
Patrick Wayne Wealth Management Ltd
The Investment Boutique
LGT Wealth Management UK LLP
Whitman Asset Management Ltd
James Hambro & Partners LLP
AJ Bell Business Solutions Limited
Coutts & Co
Ramsey Crookall & Co Ltd
Novapetra Wealth Management
The Orchard Practice (AR) Ltd
Yellow Brick Financial Planning Ltd
Charles Schwab UK Limited
Positive Solutions (Financial Services) Limited
TaxAssist Financial Services
Retirement Planning (UK) Ltd
Evolution Financial Planning Ltd
Perspective (South East)
Rathbones Group Plc
T Nixon Associates Ltd
Allen Langrick Financial Ltd
Equiniti Financial Services Ltd
Silverwood Wealth Management
Nedbank Private Wealth Limited
Equerry Investment Management
Redmayne Bentley
Vision Independent Financial Planning Ltd
Stapley Mortgages
Octo Financial Planning
Whitechurch Securities Limited
Stephen Eve Financial Planning Ltd
Perspective (Thornton Springer) Limited
Bloomsbury Wealth
Titan Wealth Solutions
Prydderch Financial Planning Ltd
Raymond James Investment Services Ltd
RBC Global Asset Management UK Ltd
Isamor Financial Planning Services Ltd
Progeny Asset Management Ltd
Meon Capital Management
Seneca Reid Ltd
Cogent Financial Solutions
Voyage Financial Planning
Pilling & Co
Mortgages by Umair
Killik & Co LLP
Manorbridge Investment Management
Wessex Investment Management Ltd
BRI Wealth Management Plc
RBC Investor & Treasury Services
FS Wealth Management
Davy
Pareto Financial Planning
Kingsley Wealth Management
Succession Wealth
HSBC UK Bank PLC
Armstrongs Wealth Planning
Hartley Associates
IG Group
1st Port Asset Management
Evelyn Partners
Royal Bank of Canada Wealth Management
Barlow Financial Services Ltd
Perspective (North West) Limited
Gresham Financial Strategies Ltd
Hedley & Company Stockbrokers Ltd
Saranac Partners Ltd
D H M Wynchwood LLP
Envision Financial Planning Ltd
Remulate Wealth
Kerr Henderson (Financial Services) Limited
F D Cummins Financial Planning Limited
Perspective (North East) Limited
Threshold Wealth Management
Philip J Milton & Company
Lunesdale Investment Managers
Kingswood Group
Perspective (East Anglia) Limited
Fresh Approach Financial Planning
One Financial Solutions Ltd
Perspective (Midlands & Cheshire) Limited
Perspective Financial Group Limited
Sirius Financial Ltd
Brewin Dolphin Ltd
Whitestone Financial Planning
Bates Wealth Management Ltd
St James’s Place Wealth Management (SJP)
Perspective (Home Counties) Limited
Fairview Financial Management Ltd
Murray Asset Management UK Limited
GP Financial
Alpha Portfolio Management
The Penny Group London LLP
Rothschild & Co
Titan Private Wealth
Parkway Consulting
JM Finn
Storeton Rose Financial Planning Ltd
Ferry Financial
O-IM (Opulence Investment Management Ltd)
RBC Capital Markets
City Asset Management Plc
Heavenly Finances
Generational Planning Group
Barratt & Cooke
Mosaic Money Management
HSBC Private Bank
Fiske Plc
Farley & Thompson
Multrees Investor Services Ltd