Register

The Personal Investment Management & Financial Advice Association (PIMFA)

Join

Show All Results

Filter by Topics

Dictionary

Login Home
Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
The MSCI PIMFA Private Investor Index Series
The MSCI PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
The MSCI PIMFA Equity Risk Index Series
The MSCI PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

Show All Results

Filter by Topics

PIMFA Full Members


H R Independent Financial Services Ltd
Stalworth Wealth Ltd
Perspective (North West) Limited
Alpha Portfolio Management
Perspective (Oxon) Limited
Perspective (South West) Limited
B V Services
Aberdeen
Parkway Consulting
LGT Wealth Management UK LLP
James Sharp & Co LLP
Perspective (North) Limited
Deutsche Bank UK Limited
F D Cummins Financial Planning Limited
Royal Bank of Canada Wealth Management
Stephen Eve Financial Planning Ltd
Heritage Financial Planning
Positive Solutions (Financial Services) Limited
Navera Investment Management Ltd
Titan Wealth Solutions
Hymans Robertson Investment Services LLP
Perspective (South East)
Redmayne Bentley
Barratt & Cooke
Totum Financial Planning
Perspective (North East) Limited
1st Port Asset Management
Perspective (West) Limited
Quilter Financial Planning Ltd
Bloomsbury Wealth
Seneca Reid Ltd
Remulate Wealth
TrinityBridge
Fairview Financial Management Ltd
Harper Financial
Perspective (East Anglia) Limited
Equiniti Financial Services Ltd
True Potential Wealth Management LLP
Ruffer LLP
RBC Investor & Treasury Services
Figure Out Ltd
Philip J Milton & Company
Brewin Dolphin Ltd
David Booler & Company t/a Boolers
Vision Independent Financial Planning Ltd
James Hambro & Partners LLP
Quilter Cheviot
Equilibrium Financial Planning LLP
Macbeth
Lloyds Banking Group – Mass Affluent Investments
Brighton Capital Management
O-IM (Opulence Investment Management Ltd)
One Financial Solutions Ltd
Ramsey Crookall & Co Ltd
Rothschild & Co
IM Asset Management Ltd
Crowther Mayoh Financial Services Ltd
White Stone Financial Planning
RBC Wealth Management
Perspective South Ltd
Standard Chartered
Octo Financial Planning
Rathbones Group Plc
Walker Crips Investment Management
Fresh Approach Financial Planning
HSBC Private Bank
Whitman Asset Management Ltd
The Orchard Practice (AR) Ltd
Sentinel Portfolio Management
Prydderch Financial Planning Ltd
Stockdale Asset Management
Kingsley Wealth Management
TFAS Wealth
Ravenscroft (UK) Limited
James Brearley & Sons
Generational Planning Group
IG Group
Heavenly Finances
Canaccord Genuity Wealth Management
Davy
Perspective Financial Group Limited
The Openwork Partnership
Armstrongs Wealth Planning
Charles Schwab UK Limited
2 Plan Wealth Management Limited
Storeton Rose Financial Planning Ltd
Courtney Havers LLP
Protection & Investment Ltd
Gresham Financial Strategies Ltd
Mosaic Money Management
Oberon Investments Limited
Deep Dive Financial Planning Ltd
Miller James Financial Planning
Dolby Financial Planning
Atomos Financial Planning Limited
HSBC Investment Services
Orleeman Financial Services
BRI Wealth Management Plc
Halifax Share Dealing Ltd
Evolution Financial Planning Ltd
City Asset Management Plc
EFG Harris Allday
Stapley Mortgages
Bates Wealth Management Ltd
RNCFP Limited
Hedley & Company Stockbrokers Ltd
Whitechurch Securities Limited
Mortgages by Umair
GP Financial
Interactive Investor
Multrees Investor Services Ltd
Kingswood Group
JM Finn
Killik & Co LLP
Nedbank Private Wealth Limited
Hartley Associates
Threshold Wealth Management
Murray John & Associates
Heritage Wealth Management Ltd
Evelyn Partners
Pareto Financial Planning
RBC Capital Markets
HSBC UK Bank PLC
Rossie House Investment Management
Patrick Wayne Wealth Management Ltd
Perspective (Thornton Springer) Limited
Roberts Boyt Limited
Progeny Asset Management Ltd
AJ Bell Business Solutions Limited
Mark Bonning-Snook Ltd
Coutts & Co
M&G Wealth Advice Limited
Arcrate
Intrinsic Wealth Ltd
Canaccord Genuity Wealth (International) Ltd
Meon Capital Management
W1M
Kerr Henderson (Financial Services) Limited
RBC Global Asset Management UK Ltd
The Investment Boutique
Eames Laurie Financial Services
Dowgate Wealth Limited
Aberdeen Standard Capital
Allen Langrick Financial Ltd
Succession Wealth
Perspective (Home Counties) Limited
Saranac Partners Ltd
Bordier & Cie (UK) PLC
Titan Private Wealth
Voyage Financial Planning
The Share Centre Ltd
Novapetra Wealth Management
Manorbridge Investment Management
D H M Wynchwood LLP
St James’s Place Wealth Management (SJP)
Tatton Investment Management Ltd
FS Wealth Management
CS Investment Managers
Ferry Financial
Silverwood Wealth Management
Rockbridge Financial Solutions
Pilling & Co
TaxAssist Financial Services
Winter Dean Partnership LLP
Yellow Brick Financial Planning Ltd
Fiske Plc
Clifton Wealth Management Ltd
R C Brown Investment Management Plc
Fabric Private Office (trading name for TPIO)
The Penny Group London LLP
Envision Financial Planning Ltd
Omnis Investments Limited
Sirius Financial Ltd
Barlow Financial Services Ltd
Isamor Financial Planning Services Ltd
Campbell Thomson (Insurance Services) Limited
Retirement Planning (UK) Ltd
Harper Financial Associates
Brooks Macdonald Investment Management
Champion Financial Advisors
Arbuthnot Latham and Co
Cogent Financial Solutions
Investec Wealth & Investment Limited
Murray Asset Management UK Limited
Hawksmoor Investment Management Limited
Friend & Grant Wealth Management
Farley & Thompson
Adam & Company
Focus Financial Management (Scotland)
Signature Services
Opal Financial Management
T Nixon Associates Ltd
Raymond James Investment Services Ltd
Wise Investment
Perspective (Midlands & Cheshire) Limited
Handelsbanken Wealth & Asset Management
Wessex Investment Management Ltd