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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
News
Indices
The MSCI PIMFA Private Investor Index Series
The MSCI PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
The MSCI PIMFA Equity Risk Index Series
The MSCI PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Storeton Rose Financial Planning Ltd
Equilibrium Financial Planning LLP
Interactive Investor
Farley & Thompson
Yellow Brick Financial Planning Ltd
Positive Solutions (Financial Services) Limited
Seneca Reid Ltd
TrinityBridge
Totum Financial Planning
Multrees Investor Services Ltd
One Financial Solutions Ltd
Armstrongs Wealth Planning
Complete Financial Solutions
HSBC Investment Services
Hawksmoor Investment Management Limited
Winter Dean Partnership LLP
Stalworth Wealth Ltd
Perspective (Home Counties) Limited
O-IM (Opulence Investment Management Ltd)
Hedley & Company Stockbrokers Ltd
Heritage Wealth Management Ltd
Novapetra Wealth Management
Macbeth
Dolby Financial Planning
Aberdeen
LGT Wealth Management UK LLP
Hughes Carne IFA Limited
EFG Harris Allday
The Private Investment Office
Perspective (Oxon) Limited
M R Financial Services
Isamor Financial Planning Services Ltd
Harper Financial Associates
Kingsley Wealth Management
Whitestone Financial Planning
Mosaic Money Management
RBC Capital Markets
Perspective (East Anglia) Limited
Lloyds Banking Group – Mass Affluent Investments
Campbell Thomson (Insurance Services) Limited
Fiske Plc
Clifton Wealth Management Ltd
St James’s Place Wealth Management (SJP)
Walker Crips Investment Management
BBi Financial Planning
Focus Financial Management (Scotland)
Handelsbanken Wealth & Asset Management
RNCFP Limited
Bloomsbury Wealth
Rathbones Group Plc
James Brearley & Sons
Titan Wealth Solutions
Figure Out Ltd
The Share Centre Ltd
James Hambro & Partners LLP
IM Asset Management Ltd
Stapley Mortgages
Charles Schwab UK Limited
Evelyn Partners
Envision Financial Planning Ltd
Parkway Consulting
Hymans Robertson Investment Services LLP
Meon Capital Management
Manorbridge Investment Management
HSBC Private Bank
Atomos Financial Planning Limited
Evolution Financial Planning Ltd
Eames Laurie Financial Services
IG Group
Ferry Financial
Brooks Macdonald Investment Management
Davy
Raymond James Investment Services Ltd
Ramsey Crookall & Co Ltd
Heritage Financial Planning
Fresh Approach Financial Planning
RBC Wealth Management
Champion Financial Advisors
Halifax Share Dealing Ltd
Wise Investment
Dowgate Wealth Limited
Perspective (North West) Limited
Quilter Financial Planning Ltd
Arbuthnot Latham and Co
Opal Financial Management
Old Mutual Wealth Ltd
Stephen Eve Financial Planning Ltd
Hartley Associates
RBC Investor & Treasury Services
Equerry Investment Management
Intrinsic Wealth Ltd
Perspective (Thornton Springer) Limited
Miller James Financial Planning
Kingswood Group
Aberdeen Standard Capital
Royal Bank of Canada Wealth Management
Deutsche Bank UK Limited
Deep Dive Financial Planning Ltd
Heavenly Finances
Kerr Henderson (Financial Services) Limited
The Penny Group London LLP
Mortgages by Umair
Alexander Beard Investment Management Ltd (ABIM)
Wessex Investment Management Ltd
Navera Investment Management Ltd
Gresham Financial Strategies Ltd
David Booler & Company t/a Boolers
TaxAssist Financial Services
The Openwork Partnership
Generational Planning Group
Nedbank Private Wealth Limited
Pareto Financial Planning
Vision Independent Financial Planning Ltd
2 Plan Wealth Management Limited
Silverwood Wealth Management
Harrold Financial Planning Limited
Philip J Milton & Company
Perspective (South) Ltd
Roberts Boyt Limited
Ruffer LLP
Patrick Wayne Wealth Management Ltd
Harper Financial
Arcrate
Octo Financial Planning
Equiniti Financial Services Ltd
Courtney Havers LLP
Perspective (Midlands & Cheshire) Limited
Coutts & Co
Bottriell Adams LLP
Perspective (South East)
1st Port Asset Management
James Sharp & Co LLP
Voyage Financial Planning
Retirement Planning (UK) Ltd
Rockbridge Financial Solutions
Oberon Investments Limited
Lunesdale Investment Managers
Titan Private Wealth
The Orchard Practice (AR) Ltd
Murray John & Associates
Barratt & Cooke
JM Finn
Rossie House Investment Management
Ravenscroft (UK) Limited
BRI Wealth Management Plc
B V Services
Canaccord Genuity Wealth (International) Ltd
Perspective Financial Group Limited
Progeny Asset Management Ltd
Perspective (North) Limited
Adam & Company
Brighton Capital Management
Redmayne Bentley
Perspective (West) Limited
Helm Godfrey Partners Ltd
Standard Chartered
Prydderch Financial Planning Ltd
City Asset Management Plc
Sirius Financial Ltd
Crowther Mayoh Financial Services Ltd
Quilter Cheviot
Rothschild & Co
Fairview Financial Management Ltd
Omnis Investments Limited
Bates Wealth Management Ltd
F D Cummins Financial Planning Limited
Friend & Grant Wealth Management
CS Investment Managers
Barlow Financial Services Ltd
Pilling & Co
Orleeman Financial Services
FS Wealth Management
Tatton Investment Management Ltd
Threshold Wealth Management
AJ Bell Business Solutions Limited
Saranac Partners Ltd
Canaccord Genuity Wealth Management
Perspective (North East) Limited
GP Financial
RBC Global Asset Management UK Ltd
D H M Wynchwood LLP
Alpha Portfolio Management
Whitman Asset Management Ltd
HSBC UK Bank PLC
Brewin Dolphin Ltd
Stockdale Asset Management
Succession Wealth
Protection & Investment Ltd
M&G Wealth Advice Limited
Mark Bonning-Snook Ltd
R C Brown Investment Management Plc
Remulate Wealth
Bordier & Cie (UK) PLC
Perspective (South West) Limited
The Investment Boutique
Murray Asset Management UK Limited
Cogent Financial Solutions
Whitechurch Securities Limited
Investec Wealth & Investment Limited
Church House Investments Ltd
Killik & Co LLP
W1M
Allen Langrick Financial Ltd
T Nixon Associates Ltd