The Personal Investment Management & Financial Advice Association (PIMFA)

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Pensions

Saving a portion of income to facilitate long-term goals, like buying a car, paying for college, or buying a house, which often take months or years to reach.

Visit the Pensions dedicated microsite on this topic

DP23/5 Advice Guidance Boundary Review – proposals for closing the advice gap

Paper Type: PIMFA Discussion Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: February 28, 2024

PIMFA Response to HM Treasury; Ban on Cold Calling for Consumer Financial Services and Products – Consultation and Call for Evidence

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: September 26, 2023

PIMFA Response to FCA’s Rules Review Framework

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: September 19, 2023

PIMFA’s response to FCA PS23/7; Broadening retail access to the long-term asset fund

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: August 11, 2023

PIMFA UNDER 40 LEADERSHIP COMMITTEE REPORT 2022

Shared Type: Shared
Published: May 18, 2023

DP 23 Overview – Updating and improving the UK regime for asset management (title needs updating)

Shared Type: Shared
Published: April 26, 2023

PIMFA Guide: Handling FOS Complaint Claims

Shared Type: Shared
Published: April 11, 2023

DISCLOSURES UNDER THE IFPR

Shared Type: Shared
Published: March 31, 2023

REVIEWING THE FCA POLICY STATEMENT ON PENSION TRANSFER ADVICE – JUNE 2020

Shared Type: Shared
Published: March 31, 2023

Online training course submission

Boost your skills with PIMFA Learning’s online courses. Learn anytime, anywhere with expert-led, interactive modules designed to meet industry standards.

Insistent Clients is a good practice guide

Shared Type: Shared
Published: January 30, 2023

MiFID II – Suitability

Shared Type: Shared
Published: January 12, 2023

MiFID II – Information to Clients

Shared Type: Shared
Published: January 12, 2023

MiFID II – Reporting to Clients

Shared Type: Shared
Published: January 12, 2023

PIMFA’s response to FCA; CP22-12: Improving Equity Secondary Markets

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 7, 2022
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