The Personal Investment Management & Financial Advice Association (PIMFA)

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Investment

The act of buying something such as a share in a company or other financial instrument with the hope of it increasing in value.

PIMFA Reponse to HM Treasury: Call for Evidence – UK Investment Research Review

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: April 28, 2023

DP 23 Overview – Updating and improving the UK regime for asset management (title needs updating)

Shared Type: Shared
Published: April 26, 2023

Online training course submission

Boost your skills with PIMFA Learning’s online courses. Learn anytime, anywhere with expert-led, interactive modules designed to meet industry standards.

Capitalising on a Rising Interest Rate Environment

Shared Type: Shared Public
Published: January 23, 2023

MiFID II – Record Keeping Checklist

Shared Type: Shared
Published: January 12, 2023

MiFID II – Costs and Charges

Shared Type: Shared
Published: January 12, 2023

MiFID II – Client Order Handling

Shared Type: Shared
Published: January 12, 2023

MiFID II – Personal Account Dealing

Shared Type: Shared
Published: January 12, 2023

MiFID II – Inducements – Research

Shared Type: Shared
Published: January 12, 2023

PIMFA’s response to FCA; CP22-12: Improving Equity Secondary Markets

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 7, 2022

Why PIMFA – Join Now Page

Why PIMFA - Join Now Page
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...

PIMFA response to FCA CP20/15; Liquidity mismatch in authorised open-ended property funds

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 3, 2020

PIMFA Response to FCA: CP 18/19 Introducing the Directory

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: September 25, 2018

PIMFA’s response to FCA: MS17/1.2 : Investment Platforms Market Study – Interim Report

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: September 20, 2018
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