Investment
The act of buying something such as a share in a company or other financial instrument with the hope of it increasing in value.
MiFID II – Client Order Handling
MiFID II – Personal Account Dealing
MiFID II – Inducements – Research
PIMFA’s response to FCA; CP22-12: Improving Equity Secondary Markets
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...
PIMFA response to FCA CP20/15; Liquidity mismatch in authorised open-ended property funds
PIMFA Response to FCA: CP 18/19 Introducing the Directory
PIMFA’s response to FCA: MS17/1.2 : Investment Platforms Market Study – Interim Report
CP17-33 Insurance Distribution Directive Implementation Part III
CP17-23 Insurance Distribution Directive Implementation Part II
CP17 – 29 Client money & Unbreakable Deposits
GC17-21 Proposal to Create New Listing Category for Sovereign Controlled Companies
CP17-18 Implementing Asset Management Market Study Remedies & Handbook Chapter 4
Find a Firm
If you are thinking about investing in financial instruments or seeking financial advice you can use our ‘Find a Firm’ service to search for a PIMFA member firm.