The Personal Investment Management & Financial Advice Association (PIMFA)

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Investment

The act of buying something such as a share in a company or other financial instrument with the hope of it increasing in value.

Code of Conduct for PIMFA Events

Shared Type: Shared Public
Published: February 15, 2024

AKG: Coming back to the table on CRPs

Shared Type: Shared Public
Published: January 9, 2024

PIMFA Response to HMT UK Investment Research Review: Call for Evidence

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: June 6, 2023

PIMFA Reponse to HM Treasury: Call for Evidence – UK Investment Research Review

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: May 28, 2023

DP 23 Overview – Updating and improving the UK regime for asset management (title needs updating)

Shared Type: Shared
Published: April 26, 2023

Capitalising on a Rising Interest Rate Environment

Shared Type: Shared Public
Published: January 23, 2023

MiFID II – Record Keeping Checklist

Shared Type: Shared
Published: January 12, 2023

MiFID II – Costs and Charges

Shared Type: Shared
Published: January 12, 2023

MiFID II – Client Order Handling

Shared Type: Shared
Published: January 12, 2023

MiFID II – Personal Account Dealing

Shared Type: Shared
Published: January 12, 2023

MiFID II – Inducements – Research

Shared Type: Shared
Published: January 12, 2023

PIMFA’s response to FCA; CP22-12: Improving Equity Secondary Markets

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 7, 2022
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...

PIMFA response to FCA CP20/15; Liquidity mismatch in authorised open-ended property funds

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: March 11, 2020

PIMFA Response to FCA: CP 18/19 Introducing the Directory

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: September 25, 2018
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