The Personal Investment Management & Financial Advice Association (PIMFA)

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Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets.

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PIMFA’s response to FCA; CP22-12: Improving Equity Secondary Markets

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 7, 2022

PIMFA’s response to FCA; CP22/14: Broadening retail access to the long-term asset fund

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: October 10, 2022

PIMFA Guide Disclosures Under the IFPR

Shared Type: Shared
Published: September 27, 2022

PIMFA response to consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: July 4, 2022

PIMFA’s response to FCA Quarterly Consultation No 35 – CP 22/4

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: April 5, 2022

PIMFA’s response to the FCA Compensation Framework Review

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: March 11, 2022

PIMFA’s response to FCA’s Call for Evidence on Improving the Appointed Representatives Regime

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: March 3, 2022

PIMFA response to A New Consumer Duty – Feedback to CP21/3 and further consultation

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: February 15, 2022

PIMFA’s response to FCA Consultation CP 21/28: New cancellation and variation power; Changes to the Handbook and Enforcement Guide

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: October 14, 2021

PIMFA’s Response to HM Treasury Consultation on the Wholesale Markets Review

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: October 8, 2021

PIMFA’s response to the joint FCA, PRA and the Bank of England; DP 21/2 Diversity and Inclusion in the Financial Sector – Working Together to Drive Change

Paper Type: PIMFA Discussion Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: October 1, 2021
The Advice Group is a consultative group. Its role is to consider issues from an adviser and financial planning perspective...
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...

PIMFA’s response to HM Treasury; Future Regulatory Framework Review

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: February 18, 2021

PIMFA’s response to FCA CP20/22; Regulatory Fees and Levies: policy proposals for 2021/2022

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: January 21, 2021
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