The Personal Investment Management & Financial Advice Association (PIMFA)

Dictionary

Login Home
Filter by Topics

PIMFA Guidance - The Senior Managers and Certification Regime

Explore PIMFA Guidance on Senior Managers and Certification, Version 2 (May 2019). Stay informed on compliance and best practices for effective management

You may also be interested in

Senior Managers Certification Regime (SMCR)

SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms.
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
Location: London excel

PIMFA response to HMT Senior Managers & Certification Regime: Call for Evidence

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: May 31, 2023