The Personal Investment Management & Financial Advice Association (PIMFA)

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PIMFA Guidance - The Senior Managers and Certification Regime

Explore PIMFA Guidance on Senior Managers and Certification, Version 2 (May 2019). Stay informed on compliance and best practices for effective management

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Senior Managers Certification Regime (SMCR)

SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms.
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £750.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
Location: London excel

Journal #28

Shared Type: Shared Public
Published: September 25, 2025