PIMFA’s response to FCA: GC18/4 Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms
PIMFA's response to FCA GC 18/4 Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms. Whilst the focus of the GC is on the preparation of the Statement of Responsibilities and Responsibilities maps, further guidance would be welcomed on such issues as the widening of the number of roles that will fall within the conduct rules and factors firms may wish to consider where they believe an individual may not be fit and proper
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PIMFA has the pleasure to announce that the date has now been set for the upcoming PIMFA Senior Leadership Summit 2026. The event is open to senior member firm colleagues,…
Date & Time: 25th Nov 2026 (12:00) - 25th Nov 2026 (19:00)
Location: IET London