PIMFA response to CP 17 40 Transitioning FCA firms and individuals to the SMCR
PIMFA’s response to CP 17/40: transitioning FCA firms and individuals to the Senior Managers and Certification Regime, welcoming overall the transitional arrangements and the intention reflected in CP 17/40 to apply the rules to solo-regulated firms in mid-to-late 2019 and suggesting that supporting notes to assist in the completion of forms would be useful.
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Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms.
PIMFA has the pleasure to announce that the date has now been set for the upcoming PIMFA Senior Leadership Summit 2026. The event is open to senior member firm colleagues,…
Date & Time: 25th Nov 2026 (12:00) - 25th Nov 2026 (19:00)
Location: IET London