PIMFA Response to FCA’s Rules Review Framework
This is the PIMFA response to FCA’s Rules Review Framework from September 2023, asking how such processes are used and whether they are approached in the right spirit, i.e. are
they a burdensome exercise that must be completed without conceding any errors or a genuine opportunity to evaluate the real-world consequences of an intervention taking account of the feedback and experiences of relevant stakeholders?
You may also be interested in
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The Advice Group is a consultative group. Its role is to consider issues from an adviser and financial planning perspective...