The Personal Investment Management & Financial Advice Association (PIMFA)

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What Senior Managers need to know

FCA fines against firms and individuals totalling £87 million so far in 2024 indicate a serious knowledge gap among senior managers in financial services firms. They are often unprepared and overwhelmed to interpret and respond appropriately to the volume and complexity of regulatory change for which they are responsible. In this FREE 60-minute webinar, experts from CCL Academy unpack what you, as a newly appointed or...

FCA fines against firms and individuals totalling £87 million so far in 2024 indicate a serious knowledge gap among senior managers in financial services firms. They are often unprepared and overwhelmed to interpret and respond appropriately to the volume and complexity of regulatory change for which they are responsible.

In this FREE 60-minute webinar, experts from CCL Academy unpack what you, as a newly appointed or current senior manager, need to know to make better and more informed decisions to meet the rising expectations of staff, your board, and the regulator.

Key discussion points include:

1. What recent FCA fines tell us what senior managers need to learn in 2025.

2. The three most common knowledge gaps found among senior managers which expose their firms to severe risks and uncertainties.

3. How smart leaders build the breadth and depth of their regulatory knowledge to make better holistic decisions for their firm.

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PIMFA Guidance – The Senior Managers and Certification Regime

Shared Type: Shared
Published: July 2, 2025