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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
News
Indices
The MSCI PIMFA Private Investor Index Series
The MSCI PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
The MSCI PIMFA Equity Risk Index Series
The MSCI PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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Executive Briefing

An invitation only event for full members, held approximately every other month. This virtual meeting aims to provide updates on regulatory, policy and PIMFA issues.

Member of the Committee? 

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Participants

Claire Limon 2 Plan Wealth Management Limited
Andrew Salmon Arbuthnot Latham and Co
Jonathan Polin Atomos Financial Planning Limited
Ian Heap Bordier & Cie (UK) PLC
Dan BoardmanWeston BRI Wealth Management Plc
Andrea Montague Brooks Macdonald Investment Management
David Esfandi Canaccord Genuity Wealth Management
Richard Flynn Charles Schwab UK Limited
Nicholas Coghill City Asset Management Plc
Emma Crystal Coutts & Co
James Whittaker Deutsche Bank UK Limited
Edward James EFG Harris Allday
Andrew French Equiniti Financial Services Ltd
Paul Geddes Evelyn Partners
Bindesh Savjani Evelyn Partners
Manuel Pardavila-Gonzalez Halifax Share Dealing Ltd
Matt Handley Handelsbanken Wealth & Asset Management
Clare Hankey HSBC UK Bank PLC
Rebecca Owers HSBC UK Bank PLC
Stewart Sanderson IM Asset Management Ltd
Andrew Steel James Hambro & Partners LLP
Hugo Bedford JM Finn
Clem MacTaggart Killik & Co LLP
Sarah Threadgould Killik & Co LLP
Ben Snee LGT Wealth Management UK LLP
Guy McGlashan London & Capital
Ross Liston M&G Wealth Advice Limited
Chris Fisher Multrees Investor Services Ltd
Mark Rayward Navera Investment Management Ltd
Caroline Stokell Navera Investment Management Ltd
Stuart Cummins Nedbank Private Wealth Limited
Julie Hepworth Perspective Financial Group Limited
Andrew McGlone Quilter Cheviot
Paul Stockton Rathbones Group Plc
Camilla Stowell Rathbones Group Plc
Peter Moores Raymond James Investment Services Ltd
Robin Beer RBC Global Asset Management UK Ltd
Nick Bettison Redmayne Bentley
Stuart Davis Redmayne Bentley
Sandy Cross Rossie House Investment Management
Helen Watson Rothschild & Co
Bertie Dannatt Ruffer LLP
Lauren French Ruffer LLP
Mark Fitzpatrick St James’s Place Wealth Management (SJP)
Elizabeth Kelly St James’s Place Wealth Management (SJP)
Lothar Mentel Tatton Investment Management Ltd
Stuart Dodson The Openwork Partnership
Gary Bottriell TrinityBridge
Nick Tucker W1M
Sean Lam Walker Crips Investment Management
Emma Clarke Personal Investment Management & Financial Advice Association (PIMFA) PIMFA
Liz Field Personal Investment Management & Financial Advice Association (PIMFA) PIMFA
Simon Harrington Personal Investment Management & Financial Advice Association (PIMFA) PIMFA
David Ostojitsch Personal Investment Management & Financial Advice Association (PIMFA) PIMFA
Alexandra Roberts Personal Investment Management & Financial Advice Association (PIMFA) PIMFA
Geoff Towers Personal Investment Management & Financial Advice Association (PIMFA) PIMFA
Here you will find all the information you need for both future and past meetings, as well as agendas and minutes for the Committees you sit on.
Here you will find all the information you need for both future and past meetings, as well as recordings from the Briefing and Forums you are involved with.
Here you will find all the information you need for both future and past meetings, as well as agendas and minutes for the Working Groups you sit on.