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Discover practical strategies for simplifying your next CASS audit, reducing stress, and ensuring compliance with confidence.
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Deepen your expertise in client asset protection and stay ahead of evolving regulatory requirements with practical, hands-on guidance.
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Get practical guidance on creating your first Consumer Duty Board Report. This masterclass covers key requirements, structure, and best practices to ensure your report meets FCA expectations and demonstrates good consumer outcomes. Learn how to prepare, write, and review with confidence.
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In this interactive session, you will examine the lessons learnt from recent reputational incidents to ensure your firm is prepared to tackle existing and potential threats. In addition, you'll take away a toolkit of battle-tested frameworks, proven strategies, and key resources to better measure, manage, and monitor risk in your firm.