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Overview

The annual PIMFA Compliance Conference will be taking place on Tuesday 18th June 2019. 

Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world.

Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking.

#PIMFAComplianceConf

Speakers

John Barrass
Deputy CEO
PIMFA
Ian Cornwall
Director of Regulation
PIMFA
Clive Cunningham
Partner, Financial Services Regulation
Herbert Smith Freehills
Katherine Dillon
Of Counsel, Financial Services Regulation
Herbert Smith Freehills
Maja Erceg
Senior Policy Adviser
PIMFA
Des FitzGerald
Senior Policy Adviser
PIMFA
Jess Foulds
Policy Specialist
The Investment Association
Linda Gibson
Director, Regulatory Change & Compliance Risk
BNY Mellon | Pershing
Debbie Gupta
Director - Life Insurance & Financial Advice
Financial Conduct Authority (FCA)
Sarah Thomas
Senior Associate, Financial Services Regulation
Herbert Smith Freehills
Hywel Jenkins
Partner, Financial Services Regulation
Herbert Smith Freehills
Judith Ullock
Training Manager
Redmayne Bentley
Christine Young
Partner, Employment
Herbert Smith Freehills

Sponsors

Agenda

Tickets

Unlimited available
Compliance Conference 2019 - Members Ticket£249.00 ex. VAT

Please fill in all required fields

Unlimited available
Compliance Conference 2019 - Non-members Ticket£499.00 ex. VAT

Please fill in all required fields

Details

Date:
18th June
Time:
09:00 - 17:00
Cost:
£249 - £499
Event Categories:
,

Other

CPD Hours
5
Morning Break
1
Afternoon Break
2

Venue

Herbert Smith Freehills
Exchange House, Primrose St
London, EC2A 2EG United Kingdom
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