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Gain expert guidance on mastering transaction reporting requirements, ensuring compliance, and implementing best practices under evolving regulatory standards.
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Discover how artificial intelligence is reshaping wealth management, driving efficiency, enhancing client experiences, and unlocking new opportunities for growth.
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1 event,
Explore how firms can identify and support vulnerable clients while meeting – and exceeding – FCA expectations for fair treatment and robust compliance.
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Explore the intersection of AI and employment law in Session 4 of the PIMFA HR Briefing 2024.
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Stay ahead of FCA expectations with this practical online session focused on maintaining compliance with Consumer Duty.
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1 event,
Unpack what you, as a newly appointed or current senior manager, need to know to make better and more informed decisions to meet the rising expectations of staff, your board, and the regulator.
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PIMFA Live Online Learning: Mastering Your Ongoing Compliance with Consumer Duty