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Join PwC experts for the third session in our Consumer Duty Series, focusing on how to build robust MI frameworks, reporting processes, and governance structures that demonstrate compliance and deliver good consumer outcomes. Learn practical steps to monitor, evidence, and embed Consumer Duty across your organisation.
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Learn how complacency in cyber risk management can expose firms to severe threats and reputational damage, and discover strategies to stay resilient and secure.
Demands on CASS firms have never been greater. Research shows that firms continue to fall foul of time-consuming and expensive CASS audits, and even those firms with a mature understanding of the CASS rules aren't immune to protracted discussions with their CASS Auditors. The problem often isn't with knowing the CASS rules - many strategies are well understood - but with execution and application. In this FREE 60-minute webinar former regulator and co-creator of The PIMFA CASS Academy Katharine Leaman dispels the myths that surround a successful CASS Audit and withstand scrutiny from regulators, auditors and senior managers. Key webinar discussion topics include: • The 6 key areas the FCA expects of you to be on top of • Why CASS breaches can be a force for good • Why you don’t need more staff or resources to overcome your CASS challenges
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Understand how Training & Competence (T&C) requirements align with the FCA’s Consumer Duty.
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This webinar will explore barriers to women's progression, strategies for overcoming them, and practical steps firms can take to foster a more inclusive and supportive environment.
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Learn how to achieve accurate, complete, and timely MiFIR transaction reporting, with practical guidance to strengthen compliance and reduce regulatory risk.
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This session focuses on practical techniques for leading authentically, building trust, and inspiring high-performing teams in a rapidly changing environment.
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PIMFA Learning: PwC Consumer Duty Series- Session 3: MI, reporting and governance
PIMFA Live Online Learning: T&C under Consumer Duty: What You Need to Know Session 2