Guest Blog

Read the latest industry thoughts and opinions in our regular guest blog.

What clients want hasn’t changed – just how they want it delivered
What clients want hasn’t changed – just how they want it delivered Everything is changing in the Wealth Management industry.…
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Creating and sustaining the Consumer Duty Cultural Shift
Creating and sustaining the Consumer Duty Cultural Shift How embedded is Consumer Duty in your cultural footprint? Picture this: You're…
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Navigating your cyber risks
Navigating your cyber risks In an era dominated by digital transformation, wealth managers are perched on the precipice of cyber…
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Everything You Need to Know About DORA: A Comprehensive Guide
Everything You Need to Know About DORA: A Comprehensive Guide Are you prepared for the upcoming Digital Operational Resilience Act…
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D&O risks to watch in 2024
D&O risks to watch in 2024 Businesses face an array of social, political, and economic challenges in the current market.…
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ESMA’s Spotlight On Data Quality – The Use And Quality Of MIFIR Transaction Data
MiFIR transaction reporting data was a surprise inclusion in ESMA’s recent data quality report which has previously focused on EMIR…
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Does Your Firm Have An SMF For Trade Transaction Reporting?
The Senior Managers and Certification Regime (SM&CR) may be under review but that doesn’t mean it’s not still in place.…
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What Does Daylight Saving Mean For Regulatory Reporting?
On March 26, in the early hours of the morning, clocks across the UK and the majority of mainland Europe…
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CASS: 6 Things The FCA Expects Of You
FCA works on a risk-based approach and as such they group firms according to the level of risk the firm poses…
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