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DTSTART;TZID=Europe/London:20230426T140000
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DTSTAMP:20260513T123621
CREATED:20230404T204247Z
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UID:271926-1682517600-1682521200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar-  Candid Conversation- The challenges facing women as they progress their careers in wealth and financial advice April 2023
DESCRIPTION:  \nFinancial firms have made progressive steps to be a more inclusive environment that is open for women\, but the glass ceiling remains very much in place. This invisible barrier\, which hinders women from rising to leadership positions\, has come to the attention of regulators keen to see that firms to proactive measures to tackle inequality. \nJoin Caroline Holt\, leader of PIMFA’s Authentic Leadership programme for women\, Sarah Wulff-Cochrane\, Principal at UK Finance and Jayne Newton\, Head of Policyholder Tax for Royal London on Wednesday\, 26th April 2023\, from 2.00 pm to 3.00 pm for a candid conversation to explore the unique set of challenges facing women as they progress their careers within the wealth and financial advice sector. \nOur panellists will share their own personal experiences\, discuss what they see happening for other women in the industry and talk about what’s helped them and other women to step up and embrace success.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-candid-conversation-the-challenges-facing-women-as-they-progress-their-careers-in-wealth-and-financial-advice-april-2023/
CATEGORIES:Learning,Webinars
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DTSTART;TZID=Europe/London:20230420T110000
DTEND;TZID=Europe/London:20230420T120000
DTSTAMP:20260513T123621
CREATED:20230307T102733Z
LAST-MODIFIED:20251120T132144Z
UID:266095-1681988400-1681992000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar Staying a step ahead – how to identify and respond to regulatory ‘hot topics’
DESCRIPTION:  \nThere are lots of regulatory publications to keep on top of. Enforcement notices and Dear CEO letters often contain rich insight into the thoughts and priorities of Regulators. At a minimum\, they require consideration and assessment as to what they mean for you. Indeed\, it is common in Final Notices for reference to made to previous regulatory soundings\, that meant the firm should have been on notice to the particular concerns. And so\, these publications almost become pseudo-rules in their own right. However\, with the volume and length of these documents\, demonstrating your reasonable steps is not easy. \nIn this FREE 60-minute webinar\, the team at Avyse Partners cut through the noise\, highlighting for you the essential regulatory requirements\, themes and messages you might have missed from recent announcements. \nThis webinar will: \n\n\n\nMake sense of recent FCA Enforcement notices and Dear CEO letters\nExtract for you the most salient points from the regulator’s most recent documents & speeches\nMake your life easier by tackling forthcoming regulatory headwinds using Avyse FREE gap analyse tool\nSupport you avoid committing the same regulatory breaches and failings as your peers
URL:https://www.pimfa.co.uk/event/pimfa-webinar-staying-a-step-ahead-how-to-identify-and-respond-to-regulatory-hot-topics/
CATEGORIES:Learning,Webinars
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DTSTART;TZID=Europe/London:20230330T103000
DTEND;TZID=Europe/London:20230330T113000
DTSTAMP:20260513T123621
CREATED:20230213T173345Z
LAST-MODIFIED:20251120T131913Z
UID:265154-1680172200-1680175800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Consumer Duty through a Training and Competence Lens
DESCRIPTION:Now that the FCA’s plans for the new Consumer Duty have started to sink in\, firms are now getting to grips with what they need to accomplish by July 31st. However\, whilst there is a lot of discussion about the new principle for business\, cross-cutting rules and new conduct rules\, there appears to be very little discussion at this stage about the over-arching role of “employee competence.” \nWould your organisation be confident to hand over their Training & Competence records to the regulator? If asked\, could your firm demonstrate the gap analysis and subsequent development plans for each new starter you’ve onboarded in the last few years? Would being asked to demonstrate “role relevant” training on conduct rules to staff make you start to feel a little uncomfortable? \nRegardless of whether you might answer Yes/No/Don’t know to any one of those questions\, we think your input and perspective would add value to our debate on the topic\, so\, join PIMFA and the Worksmart team to discuss: \n  \n\nThe regulators expectations\nThe implications of the new Conduct Rule 6\nWhat does good T&C look like under Consumer Duty?\nHow you can evidence\, measure\, and monitor the competence of the staff to deliver defined customer outcomes\nHow firms can your approach to T&C support Culture change in your firm\nHow RegTech can improve your approach to T&C
URL:https://www.pimfa.co.uk/event/pimfa-webinar-webinar-consumer-duty-through-a-training-and-competence-lens/
CATEGORIES:Learning,Webinars
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