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X-WR-CALNAME:PIMFA - Building Personal Financial Futures
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X-WR-CALDESC:Events for PIMFA - Building Personal Financial Futures
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BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230629T110000
DTEND;TZID=Europe/London:20230629T120000
DTSTAMP:20260513T120421
CREATED:20230614T170213Z
LAST-MODIFIED:20251119T101821Z
UID:283418-1688036400-1688040000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: MiFIR Transaction Reporting: How to achieve accurate\, complete and timely reporting
DESCRIPTION:The MiFIR transaction reporting obligation is more than five years old. Yet despite the maturity of the regime\, firms are still struggling to report accurate and complete data to the regulator. \nIn this FREE 60-minute webinar Kaizen Reporting’s regulatory experts Matthew Vincent and Simon Appleton and PIMFA’s Kevin Sloane will unpack the challenges of reporting accurately\, the importance of data quality and meeting regulatory expectations\, and provide practical solutions for firms to ensure they are reporting correctly. \nKey webinar discussion topics include: \n\nCommon errors in regulatory reports\nHow to put the right controls in place\nConsequences of inaccurate reporting\nHow to take your reporting from ‘Good’ to ‘Great’
URL:https://www.pimfa.co.uk/event/pimfa-webinar-mifir-transaction-reporting-how-to-achieve-accurate-complete-and-timely-reporting/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/05/sergey-shmidt-koy6FlCCy5s-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230616T134500
DTEND;TZID=Europe/London:20230616T144500
DTSTAMP:20260513T120421
CREATED:20230530T195100Z
LAST-MODIFIED:20251113T170346Z
UID:281943-1686923100-1686926700@www.pimfa.co.uk
SUMMARY:PIMFA Webinar -  Candid Conversation - The challenges facing women as they progress their careers in wealth and financial advice June 2023
DESCRIPTION:Financial firms have made progressive steps to be a more inclusive environment that is open for women. However\, the glass ceiling still remains very much in place. \nThis invisible barrier\, which hinders women from rising to leadership positions\, has come to the attention of regulators keen to see that firms take proactive measures to tackle inequality. \nJoin Caroline Holt\, leader of PIMFA’s Authentic Leadership programme for women\, Anna Trickey\, Compliance Director at Canaccord\, and Carrie Morris\, Chief People Officer at The Openwork Partnership\, for a candid conversation on the unique set of challenges facing women\, as they progress their careers within the wealth and financial advice sector. \nOur panellists will share their own personal experiences\, discuss what they see happening for other women in the industry and talk about what’s helped them and other women to step up and embrace success.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-candid-conversation-the-challenges-facing-women-as-they-progress-their-careers-in-wealth-and-financial-advice-april-2023-2/
CATEGORIES:Learning,Webinars
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BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230606T130000
DTEND;TZID=Europe/London:20230606T140000
DTSTAMP:20260513T120421
CREATED:20230428T162608Z
LAST-MODIFIED:20260310T105511Z
UID:276482-1686056400-1686060000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: How PIMFA Firms Can Successfully Take The Worry\, Frustration And Stress Out Of Their CASS Audit
DESCRIPTION:Demands on CASS firms have never been greater. \nResearch shows that firms continue to fall foul of time-consuming and expensive CASS audits\, and even those firms with a mature understanding of the CASS rules aren’t immune to protracted discussions with their CASS Auditors. The problem often isn’t with knowing the CASS rules – many strategies are well understood – but with execution and application. \nIn this FREE 60-minute webinar former regulator and co-creator of The PIMFA CASS Academy Katharine Leaman dispels the myths that surround a successful CASS Audit and withstand scrutiny from regulators\, auditors and senior managers. \nKey webinar discussion topics include: \n• The 6 key areas the FCA expects of you to be on top of\n• Why CASS breaches can be a force for good\n• Why you don’t need more staff or resources to overcome your CASS challenges
URL:https://www.pimfa.co.uk/event/pimfa-webinar-how-pimfa-firms-can-successfully-take-the-worry-frustration-and-stress-out-of-their-cass-audit/
CATEGORIES:Learning,Webinars
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BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230606T110000
DTEND;TZID=Europe/London:20230606T120000
DTSTAMP:20260513T120421
CREATED:20230503T170411Z
LAST-MODIFIED:20251119T094828Z
UID:273820-1686049200-1686052800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Cyber Risk Management – How Complacency Can Ruin Your Reputation
DESCRIPTION:Cyberattacks shut down organisations and are now one of the most serious threats to financial services firms. They should be at the top of your risk register. Attackers and the techniques they use are sophisticated\, ever evolving\, and defending against them is complex. Leaders who are lagging behind\, are putting their business and clients’ financial interests at risk. Because a serious breach can have devastating consequences. \nIn this webinar our PIMFA Plus partner Mitigo will bring to life the attacks that are hitting firms and give a view of what it takes to become protected. \nThe session will cover the following: \n\nWhy misunderstanding cyber risk could ruin your reputation.\nTake a closer look at the latest cyber threats facing financial services firms.\nLearn more about the criminal ecosystem.\nUnderstand the common security errors made by financial services firms.\nAre you failing to satisfy your regulatory and legal obligations?\nFind out how to stay one step ahead of the bad guys.\n\n  \nWhat are the key learning objectives of this webinar? \n\nQuick wins to takeaway to improve your firms cyber resilience.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-cyber-risk-management-how-complacency-can-ruin-your-reputation/
CATEGORIES:Learning,Webinars
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BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230525T100000
DTEND;TZID=Europe/London:20230525T110000
DTSTAMP:20260513T120421
CREATED:20230331T090429Z
LAST-MODIFIED:20251113T171039Z
UID:273798-1685008800-1685012400@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Achieving positive cultural change and a competitive advantage: Part 1: the FCA’s approach to D&I and positive action vs positive discrimination
DESCRIPTION:The FCA is increasingly focusing on what financial services firms should be doing to promote diversity and inclusion (D&I). We will explore recent updates from the FCA and what we are expecting to see in 2023 and beyond. We will consider a range of measures to promote D&I\, referencing “real life” case studies\, and the fine line between lawful positive action and unlawful positive discrimination. \nThis webinar will help you understand: \n\nThe FCA’s current position on D&I and be prepared for what might be coming down the pipeline\nWhat steps you can take to promote D&I in your firm\, avoiding the costly pitfalls of positive discrimination
URL:https://www.pimfa.co.uk/event/pimfa-webinar-achieving-positive-cultural-change-and-a-competitive-advantage-part-1-the-fcas-approach-to-di-and-positive-action-vs-positive-discrimination/
CATEGORIES:Learning,Webinars
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BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230517T130000
DTEND;TZID=Europe/London:20230517T140000
DTSTAMP:20260513T120421
CREATED:20230505T153625Z
LAST-MODIFIED:20251113T171950Z
UID:277445-1684328400-1684332000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Authentic Leadership Programme 'Find out more' session May 2023
DESCRIPTION:The Authentic Leadership programme is PIMFA’s response to supporting women who face a unique set of challenges when progressing into senior leadership positions. \nOur research shows that women aiming to rise to leadership positions in wealth and finance still have to overcome a set of challenges\, including the Imposter Syndrome\, unconscious bias in the workplace\, a peer group that shrinks as they assume more senior roles. \nIn this session with Programme Lead\, Caroline Holt invites you to: \n• Find out if the programme is appropriate for you or your colleagues\n• Hear about women graduates who have completed the programme\n• Get your questions answered about the programme – what you will get from it\, how it all works\, the admission process and fees\n• Discover how this programme differs from other Women in Leadership programmes for women
URL:https://www.pimfa.co.uk/event/pimfa-webinar-authentic-leadership-programme-find-out-more-session-may-2023/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/png:https://www.pimfa.co.uk/wp-content/uploads/2023/03/Tree.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230426T140000
DTEND;TZID=Europe/London:20230426T150000
DTSTAMP:20260513T120421
CREATED:20230404T204247Z
LAST-MODIFIED:20251120T141824Z
UID:271926-1682517600-1682521200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar-  Candid Conversation- The challenges facing women as they progress their careers in wealth and financial advice April 2023
DESCRIPTION:  \nFinancial firms have made progressive steps to be a more inclusive environment that is open for women\, but the glass ceiling remains very much in place. This invisible barrier\, which hinders women from rising to leadership positions\, has come to the attention of regulators keen to see that firms to proactive measures to tackle inequality. \nJoin Caroline Holt\, leader of PIMFA’s Authentic Leadership programme for women\, Sarah Wulff-Cochrane\, Principal at UK Finance and Jayne Newton\, Head of Policyholder Tax for Royal London on Wednesday\, 26th April 2023\, from 2.00 pm to 3.00 pm for a candid conversation to explore the unique set of challenges facing women as they progress their careers within the wealth and financial advice sector. \nOur panellists will share their own personal experiences\, discuss what they see happening for other women in the industry and talk about what’s helped them and other women to step up and embrace success.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-candid-conversation-the-challenges-facing-women-as-they-progress-their-careers-in-wealth-and-financial-advice-april-2023/
CATEGORIES:Learning,Webinars
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END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230420T110000
DTEND;TZID=Europe/London:20230420T120000
DTSTAMP:20260513T120421
CREATED:20230307T102733Z
LAST-MODIFIED:20251120T132144Z
UID:266095-1681988400-1681992000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar Staying a step ahead – how to identify and respond to regulatory ‘hot topics’
DESCRIPTION:  \nThere are lots of regulatory publications to keep on top of. Enforcement notices and Dear CEO letters often contain rich insight into the thoughts and priorities of Regulators. At a minimum\, they require consideration and assessment as to what they mean for you. Indeed\, it is common in Final Notices for reference to made to previous regulatory soundings\, that meant the firm should have been on notice to the particular concerns. And so\, these publications almost become pseudo-rules in their own right. However\, with the volume and length of these documents\, demonstrating your reasonable steps is not easy. \nIn this FREE 60-minute webinar\, the team at Avyse Partners cut through the noise\, highlighting for you the essential regulatory requirements\, themes and messages you might have missed from recent announcements. \nThis webinar will: \n\n\n\nMake sense of recent FCA Enforcement notices and Dear CEO letters\nExtract for you the most salient points from the regulator’s most recent documents & speeches\nMake your life easier by tackling forthcoming regulatory headwinds using Avyse FREE gap analyse tool\nSupport you avoid committing the same regulatory breaches and failings as your peers
URL:https://www.pimfa.co.uk/event/pimfa-webinar-staying-a-step-ahead-how-to-identify-and-respond-to-regulatory-hot-topics/
CATEGORIES:Learning,Webinars
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END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230330T103000
DTEND;TZID=Europe/London:20230330T113000
DTSTAMP:20260513T120421
CREATED:20230213T173345Z
LAST-MODIFIED:20251120T131913Z
UID:265154-1680172200-1680175800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Consumer Duty through a Training and Competence Lens
DESCRIPTION:Now that the FCA’s plans for the new Consumer Duty have started to sink in\, firms are now getting to grips with what they need to accomplish by July 31st. However\, whilst there is a lot of discussion about the new principle for business\, cross-cutting rules and new conduct rules\, there appears to be very little discussion at this stage about the over-arching role of “employee competence.” \nWould your organisation be confident to hand over their Training & Competence records to the regulator? If asked\, could your firm demonstrate the gap analysis and subsequent development plans for each new starter you’ve onboarded in the last few years? Would being asked to demonstrate “role relevant” training on conduct rules to staff make you start to feel a little uncomfortable? \nRegardless of whether you might answer Yes/No/Don’t know to any one of those questions\, we think your input and perspective would add value to our debate on the topic\, so\, join PIMFA and the Worksmart team to discuss: \n  \n\nThe regulators expectations\nThe implications of the new Conduct Rule 6\nWhat does good T&C look like under Consumer Duty?\nHow you can evidence\, measure\, and monitor the competence of the staff to deliver defined customer outcomes\nHow firms can your approach to T&C support Culture change in your firm\nHow RegTech can improve your approach to T&C
URL:https://www.pimfa.co.uk/event/pimfa-webinar-webinar-consumer-duty-through-a-training-and-competence-lens/
CATEGORIES:Learning,Webinars
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