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BEGIN:VEVENT
DTSTART;TZID=Europe/London:20250225T110000
DTEND;TZID=Europe/London:20250225T120000
DTSTAMP:20260513T221744
CREATED:20250113T110431Z
LAST-MODIFIED:20251119T110108Z
UID:320520-1740481200-1740484800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: The Duty to Prevent Sexual Harassment
DESCRIPTION:On 26 October 2024\, a new section of the Equality Act 2010 came into force\, placing a new duty on firms to take reasonable steps to prevent the harassment of a sexual nature of workers in the course of their employment. \nIn this FREE 60-minute webinar\, employment law experts from DAC Beachcroft LLP will explore what the newly established legal obligation is\, means in practice and what steps should be taken to avoid falling foul of the new law as well as for employers regarding the prevention of sexual harassment in the workplace taking a deep-dive look into how PIMFA member firms\, can simply and effectively create a culture of accountability and openness\, where employees feel empowered to report incidents of any form of harassment without fear of retaliation. \nTime has been set aside on the webinar to ask our experts how these changes impact your firm’s responsibilities and employee rights\, showcasing how leading firms are building a safer and more inclusive work environment. \nKey points discussed: \n• What is the new duty?\n• Key responsibilities of employers\n• Recognising\, addressing\, and preventing harassment\n• Reasonable steps\n• Strategies for encouraging bystander intervention and promoting respectful workplace behaviour.\n• Consequences of non-compliance\n• Can we expect further change?
URL:https://www.pimfa.co.uk/event/pimfa-webinar-the-duty-to-prevent-sexual-harassment/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2024/11/andre-benz-_F3VBwffsOE-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20250121T110000
DTEND;TZID=Europe/London:20250121T120000
DTSTAMP:20260513T221744
CREATED:20241107T100118Z
LAST-MODIFIED:20251118T162150Z
UID:317999-1737457200-1737460800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: CASS Skilled Person Review: How to Respond\, Tackle and Avoid Action
DESCRIPTION:The FCA’s Section 166\, “Skilled Person Review\,” is one of the regulator’s go-to tools they’re not afraid to use\, when assessing your firm’s compliance with the CASS rules. No need to be concerned? Think again\, as s166 reviews continuing to rise across the sector\, firms should be in no doubt that the FCA is prepared to appoint an independent third party to conduct a ‘drains up’ review of your approach to CASS. \nEven for the largest firms\, a S166 review is intrusive\, expensive\, time-consuming\, and incredibly resource-intensive as your firm attempts to demonstrate effective risk management and adherence to regulatory standards. \nIn this FREE 60-minute webinar\, we’ve assembled a panel of FCA-appointed skilled persons alongside specialists in CASS compliance to answer your most pressing concerns about the s166 review process. No question is off limits as we tackle: \n1. ‘Help\, we’ve got a s166 notice!’\n2. What to do if The FCA commissions a s166 review\n3. How to get the most from a CASS s166 review\n4. The costs of a skilled person review\n5. The foolishness or wisdom of challenging the findings of a s166 review\n6. The most effective strategies to avoid a skilled person review \n  \n  \n  \n 
URL:https://www.pimfa.co.uk/event/pimfa-webinar-cass-skilled-person-review-how-to-respond-tackle-and-avoid-action/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2024/10/iStock-666036894-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20250114T110000
DTEND;TZID=Europe/London:20250114T120000
DTSTAMP:20260513T221744
CREATED:20241107T095055Z
LAST-MODIFIED:20251118T162321Z
UID:317299-1736852400-1736856000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: CASS: The calm before the s166 storm
DESCRIPTION:Before the FCA initiates a Section 166 review of your firm’s approach to CASS\, the regulator typically takes several preliminary steps to assess your firm’s compliance and risk profile. Yet for many firm’s the regulators actions before a s166 is triggered\, remain a mystery. \nIn this FREE 60-minute webinar\, we unpick the crucial steps leading up to a Section 166 notice\, demystifying the key processes and interactions the FCA undertakes before a review of a firm’s approach to CASS is initiated.\nTo avoid a painful and costly review of your CASS governance and oversight arrangements\, our panel our experts discuss: \n1. How the FCA is conducting routine supervisory activities on your approach to CASS in 2024. \n2. How the regulator uses data from regulatory submissions and reports to assess and manage your firm’s CASS risks. \n3. How a firm’s CASS compliance breaches informs the FCA’s decision-making process. \n4. How to identify and assess issues that could lead to a s166 review of your firm’s CASS culture\, governance\, and organisational arrangements. \n5. How to proactively use market intelligence\, thematic reviews\, and inspections to eliminate weaknesses in your CASS environment.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-cass-the-calm-before-the-s166-storm/
CATEGORIES:Learning,Webinars
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END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20241126T140000
DTEND;TZID=Europe/London:20241126T150000
DTSTAMP:20260513T221744
CREATED:20241008T093936Z
LAST-MODIFIED:20251119T162614Z
UID:316765-1732629600-1732633200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: What Senior Managers Need To Know
DESCRIPTION:FCA fines against firms and individuals totalling £87 million so far in 2024 indicate a serious knowledge gap among senior managers in financial services firms. They are often unprepared and overwhelmed to interpret and respond appropriately to the volume and complexity of regulatory change for which they are responsible. \nIn this FREE 60-minute webinar\, experts from CCL Academy unpack what you\, as a newly appointed or current senior manager\, need to know to make better and more informed decisions to meet the rising expectations of staff\, your board\, and the regulator. \nKey discussion points include: \n1. What recent FCA fines tell us what senior managers need to learn in 2025. \n2. The three most common knowledge gaps found among senior managers which expose their firms to severe risks and uncertainties. \n3. How smart leaders build the breadth and depth of their regulatory knowledge to make better holistic decisions for their firm.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-what-senior-managers-need-to-know/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2024/10/iStock-613216824-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20241118T110000
DTEND;TZID=Europe/London:20241118T120000
DTSTAMP:20260513T221744
CREATED:20241024T121825Z
LAST-MODIFIED:20251118T162504Z
UID:317352-1731927600-1731931200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Client Vulnerability: Meeting and Exceeding FCA Expectations
DESCRIPTION:Against a backdrop of changing customer expectations and needs\, regulatory fines\, Dear CEO letters and frequent regulatory announcements\, the need for Wealth Managers\, Private Banks\, and Financial Advice and Planning Firms to deliver improved outcomes for customers with characteristics of vulnerability has never been greater. \nBut just what is expected of firms?   What does ‘vulnerability’ really mean for our sector\, clients\, and work?   And how do we take realistic\, relevant\, and proportionate action to address it? \nTo ensure your firm’s approach to the identification\, treatment\, and outcomes monitoring of customers in vulnerable circumstances meets the FCA’s forthcoming guidance and expectations\, we discuss with Christ Fitch\, Vulnerability Lead Consultant\, The Money Advice Trust  how your firm can: \n\nDesign\, execute and transform your strategy and operating model to better deliver for customer vulnerability.\nAlign your approach to customer vulnerability with industry best practices.\nImplement new approaches to understanding\, managing\, and serving customer vulnerability.\nCreate a commercially realistic and impactful plan for dealing with your firm’s most critical challenges for customers with characteristics of vulnerability.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-client-vulnerability-meeting-and-exceeding-fca-expectations/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2024/02/austin-schmid-hRdVSYpffas-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20241111T110000
DTEND;TZID=Europe/London:20241111T120000
DTSTAMP:20260513T221744
CREATED:20251119T095910Z
LAST-MODIFIED:20251119T095910Z
UID:312390-1731322800-1731326400@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Harnessing the Power of AI to Transform Wealth Management
DESCRIPTION:AI promises so much\, but does it really delivery for wealth management?  In this FREE live 60-minute session our experts get beyond the hype to show you how AI-driven solutions are driving changes in the back\, front and middle office to streamlining portfolio management\, personalising client interactions\, and improve investment decision-making.   \nWe will discuss real-world case studies showcasing the successful integration of AI into financial services\, highlighting the measurable benefits of increased scalability\, reduced operational costs\, and enhanced client satisfaction.  \nFurthermore\, attendees will gain insights into the ethical and regulatory considerations essential for the responsible deployment of AI in wealth management. Our expert panel will provide practical tips on overcoming common challenges and maximizing the potential of AI to stay ahead in a competitive market.  \nDon’t miss this opportunity to understand how AI can be a game-changer for your wealth management practice. Register now to embark on a journey towards smarter\, more efficient financial advisory services. 
URL:https://www.pimfa.co.uk/event/pimfa-webinar-harnessing-the-power-of-ai-to-transform-wealth-management/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2024/01/Front-of-boat-on-lake.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20241009T110000
DTEND;TZID=Europe/London:20241009T120000
DTSTAMP:20260513T221744
CREATED:20240625T101452Z
LAST-MODIFIED:20260310T122806Z
UID:311034-1728471600-1728475200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Two years of IFPR – Observations\, Takeaways and Actions!
DESCRIPTION:The FCA still believe that firms subject to IFPR\, can and must improve the implementation of the internal capital adequacy and risk assessment (ICARA) process and reporting requirements under IFPR. Identifying good practices in many firms\, the FCA still found ‘significant failings’ in applying capital models for operational risk. \nIn this FREE 60-minute webinar\, Thistle Initiative’s experts unpack the FCA latest expectations\, highlighting where and how PIMFA member firms must revisit their IFPR implementation and ICARA reporting to ensure the adequacy and operating effectiveness of your ICARA process follows good industry practice \nBy attending this webinar\, you will learn how to: \n\nIdentify areas of improvements in your most recent ICARA document and wind-down plan.\nRecognise instances of poor regulatory data submissions.\nBuild additional rigour around your approach to identifying\, assessing\, and mitigating harms.\nCorrectly forecast liquid asset threshold requirements.\nBuilding in FCA Supervisory Review and Evaluation Process (SREP) resilience into the ICARA.\n\n 
URL:https://www.pimfa.co.uk/event/pimfa-webinar-two-years-of-ifpr-observations-takeaways-and-actions/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2024/01/Sunset.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20240624T110000
DTEND;TZID=Europe/London:20240624T120000
DTSTAMP:20260513T221744
CREATED:20240509T084403Z
LAST-MODIFIED:20251120T161341Z
UID:309520-1719226800-1719230400@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Avoiding A Culture of Complacency
DESCRIPTION:Culture lies at the heart of strengthening your approach to Consumer Duty\, Financial Crime\, DEI and Vulnerable customers. Yet\, despite the frequent reminders from the FCA\, wealth management firms still need to work on demonstrating to the regulator how they can positively shift the culture needle. \nIn this FRE 60-minute webinar\, our experts unpack: \nWhy Culture remains central to the FCA’s supervisory model\nHow to reset and refocus your approach to Culture to meet heightened FCA expectations\nHow leading firms cut through the complexity to stay ahead of emerging Culture and Conduct risks
URL:https://www.pimfa.co.uk/event/pimfa-webinar-avoiding-a-culture-of-complacency/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2024/02/jan-huber-4OhFZSAT3sw-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20240507T100000
DTEND;TZID=Europe/London:20240507T110000
DTSTAMP:20260513T221744
CREATED:20240325T093228Z
LAST-MODIFIED:20251119T103007Z
UID:308250-1715076000-1715079600@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Taking the sting out of your next CASS Audit
DESCRIPTION:Preparing and planning for your next CASS audit is a complex\, costly and a time-consuming process. There’s no magic bullet to solve this annual challenge\, but measurable progress can be made to strengthen your framework and controls. \nIn this FREE 60-minute webinar we put three CASS experts under the spotlight to share their key strategies and approaches your firm can take in 2024 to ensure readiness for your next CASS audit. \nKey discussion topics panellists debate include: \n1. How your firm can complete a CASS audit in less time\n2. Why CASS audit fees are rising and what you can do about it\n3. The increasing role and importance of technology in your approach to CASS\n4. What’s the upside of conducting a CASS health check
URL:https://www.pimfa.co.uk/event/pimfa-webinar-taking-the-sting-out-of-your-next-cass-audit/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2024/01/pimfa-hero-thumbnail-advice-support.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20240215T100000
DTEND;TZID=Europe/London:20240215T110000
DTSTAMP:20260513T221744
CREATED:20240116T114623Z
LAST-MODIFIED:20251119T095201Z
UID:304695-1707991200-1707994800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Financial Crime Outlook 2024: What You Need To Know’
DESCRIPTION:Whilst some of the same financial crime compliance challenges remain and other risks emerge\, what’s clear is that reducing financial crime continues to be a FCA priority in 2024. The regulator’s dedicated financial crime function within Consumer Investments will be proactive in identifying firms with fraud\, scams\, money laundering or sanctions risk indicators using data and intelligence. Expect to see an increase in on-site visits and inspections with little-to-no warning. Your preparedness for regulatory scrutiny will be critical. \nBeing confident that you are meeting\, implementing and embedding the regulator’s expectations and play your part to reduce financial crime is key. Rebecca Cummings and Daisy White-Smith of Avyse Partners outline and prioritise your financial crime objectives for the year ahead. \nKey topic areas for discussion include\, but are not limited to: \n\nThe treatment of domestic PEPs and practical considerations\nAn overview of The Economic Crime and Corporate Transparency Act 2023 and the implications for firms in the wealth and investment management sectors\nSanctions compliance – key areas to focus on in 2024\nCollating\, analysing and reporting data to support identification and management of financial crime risks
URL:https://www.pimfa.co.uk/event/pimfa-webinar-financial-crime-outlook-2024-what-you-need-to-know/
CATEGORIES:Learning,Webinars
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END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20240125T110000
DTEND;TZID=Europe/London:20240125T120000
DTSTAMP:20260513T221744
CREATED:20230912T090335Z
LAST-MODIFIED:20251119T091306Z
UID:294950-1706180400-1706184000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Climate change and Financial Crime: A vicious cycle
DESCRIPTION:Join financial crime platform Themis as they take you through the links between financial crime and climate change\, demonstrating why the ‘S’ and the ‘G’ of ESG are just as important for firms’ climate change efforts as the ‘E’. \nIn this FREE 60-minute webinar\, we look at how financial crime harms the environment and contributes to climate change\, and how\, in a vicious cycle\, climate change is further fuelling financial crime worldwide. We also discuss how firms can help reduce their carbon footprint and damaging environmental impacts through their anti-financial crime efforts; for example\, through adequate supply chain risk assessment\, customer due diligence and responsible investment. \nThis webinar will help you understand: \n– The links between financial crime and climate change\n– Why tackling financial crime is just as important for the ‘E’ as the ‘S’ and the ‘G’ in ESG\n– Some of the ways you can address climate change and your carbon footprint through anti-financial crime efforts
URL:https://www.pimfa.co.uk/event/pimfa-webinar-climate-change-and-financial-crime-a-vicious-cycle/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/06/pexels-kammeran-gonzalezkeola-7925914-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20231214T110000
DTEND;TZID=Europe/London:20231214T120000
DTSTAMP:20260513T221744
CREATED:20231201T201756Z
LAST-MODIFIED:20251119T095747Z
UID:303408-1702551600-1702555200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Get up to date on the SDR and investment labels final rules and guidance
DESCRIPTION:Join us for a webinar discussion on the Sustainability Disclosure Requirements and investment labels regime and a deep dive into the final rules and guidance. The Sustainability Disclosure Requirements and investment labels regime aims to help consumers navigate the market for sustainable investment products. The rules introduce: \n\nAn anti-greenwashing rule for all FCA-authorised firms. The FCA is also   consulting on supporting guidance.\nNaming and marketing rules for investment products\, to ensure the use of sustainability-related terms is accurate.\nFour labels to help consumers navigate the investment product landscape and enhance consumer trust.\nConsumer-facing information to provide consumers with more accessible information.\nDetailed information targeted at institutional investors and consumers seeking more information in pre-contractual\, ongoing product-level\, and entity-level disclosures.\nRequirements for distributors to ensure that product-level information (including the labels) is made available to consumers.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-get-up-to-date-on-the-sdr-and-investment-labels-final-rules-and-guidance/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/10/pexels-jeff-vinluan-9223080-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20231212T110000
DTEND;TZID=Europe/London:20231212T120000
DTSTAMP:20260513T221744
CREATED:20231026T095839Z
LAST-MODIFIED:20260311T105211Z
UID:295504-1702378800-1702382400@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Subject Access Requests: How To Recognise\, Handle and Respond Proportionately!
DESCRIPTION:According to a recent survey\, ‘60% of professionals surveyed across financial services have reported an increase in DSARs over the past year’ and ‘51% have received complaints from data subjects about a data subject access request (DSARs)’. \nThis is not surprising – customers and clients who are unhappy\, or want to find out information which is held on them\, are more cognisant than ever of their rights under DSARS\, and very few employee disputes these days come unaccompanied by a DSAR. \nGiven this\, and the fact that DSARs can be a significant drain on resources and can (very importantly) lead to the provision of information and documentation which was never intended to be made public\, they need to be managed carefully. \nIn this FREE 60-minute webinar\, Richard Preece will speak to Chris Holme and Sarah Riceman from Clyde & Co. They have been managing DSARs (including in relation to large disputes)\, and complaints\, between them for 20 years – and have a huge body of experience around how to manage DSARs\, the legal requirements\, and the ICO’s expectations.  They will discuss how PIMFA member firms can: \n\nReact and respond to a DSAR with professionalism and speed\nEnsure they are correctly identifying and redacting information so as to not disclose any information the requester is not entitled to\nIdentify when a request is manifestly unfounded and excessive and respond appropriately\nRegardless of size\, have effective management in place to efficiently respond to DSARs\nBe prepared for any regulatory scrutiny and enforcement action when handling DSARs
URL:https://www.pimfa.co.uk/event/pimfa-webinar-subject-access-requests-how-to-recognise-handle-and-respond-proportionately/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/09/sunset-1220040_1280.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20231204T124500
DTEND;TZID=Europe/London:20231204T134500
DTSTAMP:20260513T221744
CREATED:20251113T171818Z
LAST-MODIFIED:20251113T171818Z
UID:304958-1701693900-1701697500@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Authentic Leadership Programme 'Find out more' November 2023-2
DESCRIPTION:We would like to invite you to discover more about PIMFA’s  ‘Authentic Leadership: How to Thrive as a Female Leader in Wealth and Finance’ programme with this FREE 60 minute\, no obligation webinar. \nIn this webinar with executive coach Caroline Holt\, you will: \n• Find out if the programme is appropriate for you or your colleagues\n• Hear about women graduates who have completed the programme\n• Get your questions answered about the programme – what you will get from it\, how it all works\, the admission process and fees\n• Discover how this programme differs from other Women in Leadership programmes for women
URL:https://www.pimfa.co.uk/event/pimfa-webinar-authentic-leadership-programme-5-find-out-more-november-2023-2/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/06/ravi-pinisetti-1zikZJVXSfA-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20231204T124500
DTEND;TZID=Europe/London:20231204T134500
DTSTAMP:20260513T221744
CREATED:20231026T094249Z
LAST-MODIFIED:20251113T171713Z
UID:297842-1701693900-1701697500@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Authentic Leadership Programme 'Find out more' January 2024
DESCRIPTION:We would like to invite you to discover more about PIMFA’s  ‘Authentic Leadership: How to Thrive as a Female Leader in Wealth and Finance’ programme with this FREE 60 minute\, no obligation webinar. \nIn this webinar with executive coach Caroline Holt\, you will: \n• Find out if the programme is appropriate for you or your colleagues\n• Hear about women graduates who have completed the programme\n• Get your questions answered about the programme – what you will get from it\, how it all works\, the admission process and fees\n• Discover how this programme differs from other Women in Leadership programmes for women
URL:https://www.pimfa.co.uk/event/pimfa-webinar-authentic-leadership-programme-5-find-out-more-november-2023-2-2/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/06/ravi-pinisetti-1zikZJVXSfA-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20231127T150000
DTEND;TZID=Europe/London:20231127T160000
DTSTAMP:20260513T221744
CREATED:20231018T211800Z
LAST-MODIFIED:20251119T105911Z
UID:297302-1701097200-1701100800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: The Autumn Statement: What are the implications for retail investors and a future general election?
DESCRIPTION:The Chancellor has announced that the 2023 Autumn Statement will occur on Wednesday\, 22 November 2023. The Autumn statement updates the government’s plans for the economy. This Autumn budget is of particular interest based on a possible general election being called in 2024. \nJoin Iona Martin\, Head of Private Banking Tax\, KPMG\, and David Ostojitsch\, Director of Government Relations and Policy\, PIMFA\, for a comprehensive update on what the Autumn budget statement includes and what it means for you\, your firm\, clients\, and the wealth management and advice industry. \nPlease note this webinar is for PIMFA Members only
URL:https://www.pimfa.co.uk/event/pimfa-webinar-the-autumn-statement-what-are-the-implications-for-retail-investors-and-a-future-general-election/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/06/pexels-jess-loiterton-5232302-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20231123T110000
DTEND;TZID=Europe/London:20231123T120000
DTSTAMP:20260513T221744
CREATED:20231004T104758Z
LAST-MODIFIED:20251119T101532Z
UID:296171-1700737200-1700740800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: M&A in Wealth Management: Trends\, Challenges and Opportunities
DESCRIPTION:Whether your firm is preparing to acquire or ready to sell\, implementing a best practice approach to M&A is very often what separates long-term value creation from value destruction. \nIn this FREE 60-minute webinar discussion\, industry advisors Maurice McDonald\, Director at Cosegic\, alongside Anthony Turner and Andy Peterkin\, Partners at the law firm Farrer & Co.\, specialists in sale and acquisitions\, outline the strategic issues PIMFA member firms should know to enable them to realise value from transactions. \nKey topics for discussion include: \n1. How M&A deals are shaking up the industry.\n2. What really support a deal’s price.\n3. Making a success of M&A deals.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-ma-in-wealth-management-trends-challenges-and-opportunities/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/06/pexels-jess-loiterton-5232302-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20231109T130000
DTEND;TZID=Europe/London:20231109T143000
DTSTAMP:20260513T221744
CREATED:20231024T103418Z
LAST-MODIFIED:20251119T100931Z
UID:297593-1699534800-1699540200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Imposter or talented over-achiever? Nov 2023
DESCRIPTION:Even though you’ve achieved some success in your career\, do you sometimes feel like an imposter? \nThe Imposter Syndrome is now recognised as a commonplace work experience – especially for career women. It has them attributing their success to luck\, discounting their capabilities and fearing being ex-posed as a fraud. They constantly strive for better results and are generally high achievers as a result – all-though are very unlikely to recognise this. \nHowever\, this over-achieving can lead to burn-out from an overly driven need to succeed. Or\, fear of failure and being found out as a fraud can stop them from stepping up to opportunities that will help them develop their skills\, gain experience and progress their careers. Sheryl Sandberg (COO of Facebook and author of ‘Lean In: Women\, Work\, and the Will to Lead’) says that\, to lean in fully\, women need to get comfortable with their success. When women fully own and appreciate their value\, they can\, then\, denounce the demands and accusations of their internal ‘imposter gremlin’ and embrace and enjoy success. \nWebinar structure: \nDuring this interactive session\, we will investigate the Imposter Syndrome – what it is\, how it can impact performance and how to shift the attitudes that underpin it. You will have the opportunity to explore the impact of the Imposter Syndrome both at a personal level and more widely. Coach and trainer\, Caroline Holt\, will share a simple-to-use and very effective technique for recognising and appreciating your own capabilities and helping others to do the same. You will have the opportunity to practise this during the webinar.\nWebinar take-aways: \n• A greater recognition and appreciation of the value that you bring to a project or organisation\n• Increased motivation to reach for more\n• A powerful technique in your toolkit for building core confidence and inspiring yourself and others to step up to bigger challenges
URL:https://www.pimfa.co.uk/event/pimfa-webinar-imposter-or-talented-over-achiever-nov-2023/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/png:https://www.pimfa.co.uk/wp-content/uploads/2023/06/Untitled-design-3.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230926T120000
DTEND;TZID=Europe/London:20230926T130000
DTSTAMP:20260513T221744
CREATED:20230710T202814Z
LAST-MODIFIED:20251119T102148Z
UID:292322-1695729600-1695733200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: SDR & Investment Labels: How can firms prepare for upcoming ESG regulation?
DESCRIPTION:With the FCA imminently publishing their final policy paper on sustainable investment product labelling\, we take a look at how this might impact the Wealth & Advice industry and how firms can manage an ever-growing ESG regulatory agenda. Please join our PIMFA-hosted panel discussion with insights from leading industry representatives\, as well as experts from Alpha FMC\, a leading management consultancy for the wealth & asset management industry
URL:https://www.pimfa.co.uk/event/pimfa-webinar-sdr-investment-labels-how-can-firms-prepare-for-upcoming-esg-regulation/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/06/pexels-sachin-c-nair-954929-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230907T110000
DTEND;TZID=Europe/London:20230907T120000
DTSTAMP:20260513T221744
CREATED:20230704T212251Z
LAST-MODIFIED:20251119T100029Z
UID:286027-1694084400-1694088000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: How PIMFA Firms Can Successfully Take The Worry\, Frustration And Stress Out Of Their CASS Audit Session 2
DESCRIPTION:Demands on CASS firms have never been greater. \nResearch shows that firms continue to fall foul of time-consuming and expensive CASS audits\, and even those firms with a mature understanding of the CASS rules aren’t immune to protracted discussions with their CASS Auditors. The problem often isn’t with knowing the CASS rules – many strategies are well understood – but with execution and application. \nIn this FREE 60-minute webinar former regulator and co-creator of The PIMFA CASS Academy Katharine Leaman dispels the myths that surround a successful CASS Audit and withstand scrutiny from regulators\, auditors and senior managers. \nKey webinar discussion topics include: \n• The 6 key areas the FCA expects of you to be on top of\n• Why CASS breaches can be a force for good\n• Why you don’t need more staff or resources to overcome your CASS challenges \n 
URL:https://www.pimfa.co.uk/event/pimfa-webinar-how-pimfa-firms-can-successfully-take-the-worry-frustration-and-stress-out-of-their-cass-audit-2/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/png:https://www.pimfa.co.uk/wp-content/uploads/2023/03/VC.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230727T110000
DTEND;TZID=Europe/London:20230727T120000
DTSTAMP:20260513T221744
CREATED:20230706T083402Z
LAST-MODIFIED:20251119T094406Z
UID:290857-1690455600-1690459200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Consumer Duty: The Final Countdown
DESCRIPTION:The FCA pulled no punches last week\, listing 10 key questions they expect firms to be able to answer by the 31st July and beyond. \nThe questions to firms include the changes they’ve made following reviews of product/service design\, their treatment of vulnerable customers\, how they’ve acted on the outputs from their fair value assessments\, and their approach to staff training. \nIn this webinar\, PIMFA associate member firm\, Bovill\, reviews the regulator’s questions and explains the steps firms can still take to identify and act on areas to help demonstrate the delivery of good customer outcomes. \nThis webinar will help you: \n Understand the FCA’s key areas of focus as Consumer Duty implementation draws near \n Recognise how the FCA focus areas apply to products and services in the wealth sector \n Identify practical ways to demonstrate that you’re meeting key consumer duty requirements \nThis webinar is for: \n Sales directors\n Product/service managers\n Client-facing staff\n Operations staff\n Heads and Managers of Compliance and Risk \nTo join this FREE webinar\, please register on zoom\, details below \nWhen: Jul 27\, 2023 11:00 AM London\nTopic: PIMFA Webinar: Consumer Duty: The Final Countdown\nRegister in advance for this webinar:\nhttps://us06web.zoom.us/webinar/register/WN_J2uH1O7cQpqPtoks9vwVTw \nAfter registering\, you will receive a confirmation email containing information about joining the webinar. \n  \n  \n 
URL:https://www.pimfa.co.uk/event/pimfa-webinar-consumer-duty-the-final-countdown/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/04/cristina-cerda-e5EioBQmH8c-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230712T110000
DTEND;TZID=Europe/London:20230712T120000
DTSTAMP:20260513T221744
CREATED:20230626T205450Z
LAST-MODIFIED:20251119T095033Z
UID:283874-1689159600-1689163200@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Equipping Consumer Duty Champions and Senior Executives with the knowledge to discharge their accountabilities under the Consumer Duty 2023
DESCRIPTION:The SM&CR ‘Duty of Responsibility’ and the ‘Senior Manager Conduct Rules’ establish clear senior management responsibility for complying with the requirements of the Consumer Duty. This includes a requirement for Senior Managers to personally attest that the Consumer Duty is embedded within their firm. \nAt least annually\, a firm’s board\, or an equivalent governing body\, must also review and approve an assessment of whether the firm is delivering good customer outcomes consistent with the Duty. \nThis webinar will help you: \n• Understand the requirements and expectations of Senior Managers;\n• Provide examples of the ‘reasonable steps’ Senior Managers should take to effectively discharge their individual and collective responsibilities; and\n• Provide examples of industry and regulatory best practice. \nWho should attend? \n\nConsumer Duty Champions\nSenior Executives responsible for ensuring ‘good outcomes’\nChief Risk Officers and Heads of Compliance\nRisk & Compliance Managers\nIn-house Compliance Advisory
URL:https://www.pimfa.co.uk/event/pimfa-webinar-equipping-consumer-duty-champions-and-senior-executives-with-the-knowledge-to-discharge-their-accountabilities-under-the-consumer-duty-2023/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/02/mohamed-nohassi-odxB5oIG_iA-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230710T100000
DTEND;TZID=Europe/London:20230710T110000
DTSTAMP:20260513T221744
CREATED:20230405T183726Z
LAST-MODIFIED:20251113T171156Z
UID:273808-1688983200-1688986800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Achieving positive cultural change and a competitive advantage: Part 2: Understanding your workforce through diversity data monitoring
DESCRIPTION:The FCA is encouraging firms to implement measures to promote D&I. But how do you know what action will and will not bring about sustainable positive change? We will reflect on “real life” diversity data monitoring projects\, what works\, what doesn’t and what is most effective in brining about positive cultural change. \nThis webinar will help you understand how to: \n\nAvoid data protection and employment issues in diversity monitoring projects\nMaximise the potential of your diversity data – identifying issues\, solutions and measuring success
URL:https://www.pimfa.co.uk/event/pimfa-webinar-achieving-positive-cultural-change-and-a-competitive-advantage-part-2-understanding-your-workforce-through-diversity-data-monitoring/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/png:https://www.pimfa.co.uk/wp-content/uploads/2023/02/mohammad-alizade-4wzRuAb-KWs-unsplash-300x200-1.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230630T124500
DTEND;TZID=Europe/London:20230630T134500
DTSTAMP:20260513T221744
CREATED:20230605T091715Z
LAST-MODIFIED:20251113T171610Z
UID:283297-1688129100-1688132700@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Authentic Leadership Programme 5 'Find out more'  30th of June 2023
DESCRIPTION:We would like to invite you to discover more about PIMFA’s  ‘Authentic Leadership: How to Thrive as a Female Leader in Wealth and Finance’ programme with this FREE 60 minute\, no obligation webinar. \nIn this webinar with executive coach Caroline Holt\, you will: \n• Find out if the programme is appropriate for you or your colleagues\n• Hear about women graduates who have completed the programme\n• Get your questions answered about the programme – what you will get from it\, how it all works\, the admission process and fees\n• Discover how this programme differs from other Women in Leadership programmes for women
URL:https://www.pimfa.co.uk/event/pimfa-webinar-authentibc-leadership-programme-5-find-out-more-june2023/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2022/06/renato-pozzi-G4oGYy_ZcsQ-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230629T110000
DTEND;TZID=Europe/London:20230629T120000
DTSTAMP:20260513T221744
CREATED:20230614T170213Z
LAST-MODIFIED:20251119T101821Z
UID:283418-1688036400-1688040000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: MiFIR Transaction Reporting: How to achieve accurate\, complete and timely reporting
DESCRIPTION:The MiFIR transaction reporting obligation is more than five years old. Yet despite the maturity of the regime\, firms are still struggling to report accurate and complete data to the regulator. \nIn this FREE 60-minute webinar Kaizen Reporting’s regulatory experts Matthew Vincent and Simon Appleton and PIMFA’s Kevin Sloane will unpack the challenges of reporting accurately\, the importance of data quality and meeting regulatory expectations\, and provide practical solutions for firms to ensure they are reporting correctly. \nKey webinar discussion topics include: \n\nCommon errors in regulatory reports\nHow to put the right controls in place\nConsequences of inaccurate reporting\nHow to take your reporting from ‘Good’ to ‘Great’
URL:https://www.pimfa.co.uk/event/pimfa-webinar-mifir-transaction-reporting-how-to-achieve-accurate-complete-and-timely-reporting/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/05/sergey-shmidt-koy6FlCCy5s-unsplash-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230616T134500
DTEND;TZID=Europe/London:20230616T144500
DTSTAMP:20260513T221744
CREATED:20230530T195100Z
LAST-MODIFIED:20251113T170346Z
UID:281943-1686923100-1686926700@www.pimfa.co.uk
SUMMARY:PIMFA Webinar -  Candid Conversation - The challenges facing women as they progress their careers in wealth and financial advice June 2023
DESCRIPTION:Financial firms have made progressive steps to be a more inclusive environment that is open for women. However\, the glass ceiling still remains very much in place. \nThis invisible barrier\, which hinders women from rising to leadership positions\, has come to the attention of regulators keen to see that firms take proactive measures to tackle inequality. \nJoin Caroline Holt\, leader of PIMFA’s Authentic Leadership programme for women\, Anna Trickey\, Compliance Director at Canaccord\, and Carrie Morris\, Chief People Officer at The Openwork Partnership\, for a candid conversation on the unique set of challenges facing women\, as they progress their careers within the wealth and financial advice sector. \nOur panellists will share their own personal experiences\, discuss what they see happening for other women in the industry and talk about what’s helped them and other women to step up and embrace success.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-candid-conversation-the-challenges-facing-women-as-they-progress-their-careers-in-wealth-and-financial-advice-april-2023-2/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/png:https://www.pimfa.co.uk/wp-content/uploads/2023/03/IC.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230606T130000
DTEND;TZID=Europe/London:20230606T140000
DTSTAMP:20260513T221744
CREATED:20230428T162608Z
LAST-MODIFIED:20260310T105511Z
UID:276482-1686056400-1686060000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: How PIMFA Firms Can Successfully Take The Worry\, Frustration And Stress Out Of Their CASS Audit
DESCRIPTION:Demands on CASS firms have never been greater. \nResearch shows that firms continue to fall foul of time-consuming and expensive CASS audits\, and even those firms with a mature understanding of the CASS rules aren’t immune to protracted discussions with their CASS Auditors. The problem often isn’t with knowing the CASS rules – many strategies are well understood – but with execution and application. \nIn this FREE 60-minute webinar former regulator and co-creator of The PIMFA CASS Academy Katharine Leaman dispels the myths that surround a successful CASS Audit and withstand scrutiny from regulators\, auditors and senior managers. \nKey webinar discussion topics include: \n• The 6 key areas the FCA expects of you to be on top of\n• Why CASS breaches can be a force for good\n• Why you don’t need more staff or resources to overcome your CASS challenges
URL:https://www.pimfa.co.uk/event/pimfa-webinar-how-pimfa-firms-can-successfully-take-the-worry-frustration-and-stress-out-of-their-cass-audit/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/png:https://www.pimfa.co.uk/wp-content/uploads/2023/03/VC.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230606T110000
DTEND;TZID=Europe/London:20230606T120000
DTSTAMP:20260513T221744
CREATED:20230503T170411Z
LAST-MODIFIED:20251119T094828Z
UID:273820-1686049200-1686052800@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Cyber Risk Management – How Complacency Can Ruin Your Reputation
DESCRIPTION:Cyberattacks shut down organisations and are now one of the most serious threats to financial services firms. They should be at the top of your risk register. Attackers and the techniques they use are sophisticated\, ever evolving\, and defending against them is complex. Leaders who are lagging behind\, are putting their business and clients’ financial interests at risk. Because a serious breach can have devastating consequences. \nIn this webinar our PIMFA Plus partner Mitigo will bring to life the attacks that are hitting firms and give a view of what it takes to become protected. \nThe session will cover the following: \n\nWhy misunderstanding cyber risk could ruin your reputation.\nTake a closer look at the latest cyber threats facing financial services firms.\nLearn more about the criminal ecosystem.\nUnderstand the common security errors made by financial services firms.\nAre you failing to satisfy your regulatory and legal obligations?\nFind out how to stay one step ahead of the bad guys.\n\n  \nWhat are the key learning objectives of this webinar? \n\nQuick wins to takeaway to improve your firms cyber resilience.
URL:https://www.pimfa.co.uk/event/pimfa-webinar-cyber-risk-management-how-complacency-can-ruin-your-reputation/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/png:https://www.pimfa.co.uk/wp-content/uploads/2023/03/IDD.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230525T100000
DTEND;TZID=Europe/London:20230525T110000
DTSTAMP:20260513T221744
CREATED:20230331T090429Z
LAST-MODIFIED:20251113T171039Z
UID:273798-1685008800-1685012400@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Achieving positive cultural change and a competitive advantage: Part 1: the FCA’s approach to D&I and positive action vs positive discrimination
DESCRIPTION:The FCA is increasingly focusing on what financial services firms should be doing to promote diversity and inclusion (D&I). We will explore recent updates from the FCA and what we are expecting to see in 2023 and beyond. We will consider a range of measures to promote D&I\, referencing “real life” case studies\, and the fine line between lawful positive action and unlawful positive discrimination. \nThis webinar will help you understand: \n\nThe FCA’s current position on D&I and be prepared for what might be coming down the pipeline\nWhat steps you can take to promote D&I in your firm\, avoiding the costly pitfalls of positive discrimination
URL:https://www.pimfa.co.uk/event/pimfa-webinar-achieving-positive-cultural-change-and-a-competitive-advantage-part-1-the-fcas-approach-to-di-and-positive-action-vs-positive-discrimination/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/jpeg:https://www.pimfa.co.uk/wp-content/uploads/2023/02/pexels-david-kanigan-14851746-scaled.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20230517T130000
DTEND;TZID=Europe/London:20230517T140000
DTSTAMP:20260513T221744
CREATED:20230505T153625Z
LAST-MODIFIED:20251113T171950Z
UID:277445-1684328400-1684332000@www.pimfa.co.uk
SUMMARY:PIMFA Webinar: Authentic Leadership Programme 'Find out more' session May 2023
DESCRIPTION:The Authentic Leadership programme is PIMFA’s response to supporting women who face a unique set of challenges when progressing into senior leadership positions. \nOur research shows that women aiming to rise to leadership positions in wealth and finance still have to overcome a set of challenges\, including the Imposter Syndrome\, unconscious bias in the workplace\, a peer group that shrinks as they assume more senior roles. \nIn this session with Programme Lead\, Caroline Holt invites you to: \n• Find out if the programme is appropriate for you or your colleagues\n• Hear about women graduates who have completed the programme\n• Get your questions answered about the programme – what you will get from it\, how it all works\, the admission process and fees\n• Discover how this programme differs from other Women in Leadership programmes for women
URL:https://www.pimfa.co.uk/event/pimfa-webinar-authentic-leadership-programme-find-out-more-session-may-2023/
CATEGORIES:Learning,Webinars
ATTACH;FMTTYPE=image/png:https://www.pimfa.co.uk/wp-content/uploads/2023/03/Tree.png
END:VEVENT
END:VCALENDAR