PIMFA
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24th January 2017
WMA Offices
22 City Road
Finsbury Square
London
EC1Y 2AJ
This is a free event for members
The seminar will appeal to all levels of staff who are responsible for, or contribute towards, their firm’s ICAAP.
Firms will be aware that, as recently as September 2016, the FCA identified the ICAAP as being a ‘hot topic’. David Yim is a Partner at KPMG LLP who is responsible for the recently published document ‘Continuing the Journey – KPMG Risk and ICAAP benchmarking Survey 2016’. David will outline the key findings from the survey as well providing further feedback on the common mistakes and emerging issues that he has identified in assisting firms prepare their ICAAP or respond to feedback from the FCA.
We would remind firms that the EBA now places an obligation on the FCA to review all CRDIV firms’ ICAAPs. For smaller firms it may be the first time FCA supervisors have reviewed their ICAAP. An inadequate ICAAP may result in the FCA imposing higher capital requirements on a firm and in the worst case scenarios a S166 review.
Overview:
Agenda:
Speakers:
David Yim, Partner, KPMG
Sponsor:
Gallery:
Event:
WMA CPD Seminar- ICAAP
Date:
24th January 2017
Time:
12:00 – 14:00
CPD Hours:
1.5 Hours
Venue:
WMA Offices
22 City Road
Finsbury Square
London
EC1Y 2AJ
Member fee:
This is a free event for members
This event is no longer available to register
