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Overview

The FCA announced (5th August) that it will be increasing its supervisory focus on how firms are embedding the conduct rules under SM&CR in which it found companies were not always sufficiently tailoring their conduct rules training to suit job roles within the firm.

In this FREE 60 minute webinar our panel of experts share new methods and techniques that firms can adopt to ensure they deliver tailored conduct rules training which meet the FCA expectations.

Our discussions will focus on:

  • The new Conduct Rules
  • The FCA focus on misconduct that could lead to a breach of the Conduct Rules
  • How firms can meet the FCA expectations on delivering Conduct Rules training
  • The different learning methods & approaches firms are taking
  • New strategies to evidence training and competency of your staff

If you require more information please email [email protected].

Speakers

Andrea Eccles
CEO
CityHR
Adrian Harvey
CEO
Elephants Don't Forget
Marian Bloodworth
Partner
Kemp Little

Tickets

Unlimited available
PLT - SM&CR Conduct Rules: Best Practice Implementation - Member TicketFree

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Unlimited available
PLT - SM&CR Conduct Rules: Best Practice Implementation - Non Member TicketFree

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Details

Date:
17th September
Time:
10:00 - 11:00
Cost:
Free
Event Categories:
,

Other

CPD Hours
1
Morning Break
0
Afternoon Break
0

Venue

Zoom Webinar